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WB

William G. Butterly

BOSTON PARTNERS SECURITIES, L.L.C.
Boston, MA 02108
Some features on this profile are disabled
CRD#: 2357915
WB

Professional summary

William George Butterly, who also goes by Bill Butterly, William George Butterly III, is a registered financial professional currently at BOSTON PARTNERS SECURITIES, L.L.C. located in Boston, Massachusetts.

William is registered as a RR (Registered Representative) and started their career in finance in 1994. William has worked at 4 firms and has passed the Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bill Butterly | William George Butterly Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William George Butterly's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 12, 2005 - Present

BOSTON PARTNERS SECURITIES, L.L.C.

Office #1: One Beacon Street 30th Floor, Boston, MA 02108
BD
CRD#: 2998
Boston, MA
Past

May 30, 2003 - October 18, 2004

DEAM INVESTOR SERVICES, INC.

BD
CRD#: 754
NEW YORK, NY
Past

March 23, 2001 - May 30, 2003

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

October 26, 1994 - March 17, 2000

LAZARD FRERES & CO. LLC

BD
CRD#: 2528
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/25/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/26/1998
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/4/1995
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BP
BOSTON PARTNERS SECURITIES, L.L.C.
BOSTON PARTNERS SECURITIES, L.L.C. | WEISS, PECK & GREER, L.L.C. | WEISS, PECK & GREER INVESTMENTS | WEISS PECK & GREER LLC | WEISS PECK & GREER | ROBECO USA, L.L.C. | ROBECO USA BROKERAGE SERVICES | ROBECO SECURITIES, L.L.C. | ROBECO INVESTMENT MANAGEMENT

CRD#: 2998 / SEC#: , 8-15648

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Beacon Street- 30th Floor, Boston, MA 02108
Mailing Address
One Beacon Street- 30th Floor, Boston, MA 02108
Phone number
(617) 832-8200
Established
Delaware since 05/21/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BOSTON PARTNERSOWNER124982
BOSTON PARTNERSMANAGING MEMBER124982
BUTTERLY, WILLIAM GEORGECHIEF LEGAL OFFICER2357915
HEATHWOOD, PAUL DESMONDCHIEF EXECUTIVE OFFICER4123255
KIMBALL, MICHAEL THOMASCHIEF FINANCIAL OFFICER FINOP5590417
REID, JASON LEECHIEF COMPLIANCE OFFICER3178685

Disclosures

Regulatory Event7
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

BOSTON PARTNERS SECURITIES, L.L.C.

CRD#: 2998Boston, MA 02108

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