LK
Larry R. Krmpotich
KESTRA ADVISORY SERVICES
Mankato, MN
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CRD#: 2357492
LK
Professional summary
Larry Robert Krmpotich, CIMA® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Mankato, Minnesota and KESTRA INVESTMENT SERVICES, LLC located in Mankato, Minnesota.
Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Larry has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Riverfront Holdings, LLC Investment Related: Yes Address: 208 Mayan Way Mankato MN 56001 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 4/1/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Upkeep Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2 Ste. 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 9/21/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Assess client needs, choose appropriate investments Business Name: Riverfront Wealth Management, Inc. DBA Riverfront Wealth Management Investment Related: Yes Address: 208 Mayan Way Mankato MN 56001 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 9/21/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: To meet with clients, assess their individual situations, plan their investment strategy, implement the plan Business Name: DEFERRED SALES TRUST POSITION: Member NATURE: Referring pertinent cases to a Law firm, so that I can hold and mange the proceeds of the sale at Kestra. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/07/2022 ADDRESS: 45110 Club Drive, Suite B, Indian Wells CA 92210 DESCRIPTION: Referring pertinent cases to the law firm Business Name: SCHOLA FOUNDATION AND ITS SUBSIDIARY: CRUSADER HOL POSITION: Officer on the Crusader Holdings Board wihich is a Subsidiary of the Schola Foundation NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/02/2015 ADDRESS: 145 Good Counsel Dr, Mankato MN 56001 DESCRIPTION: Attend the meetings Business Name: CRUSADER HOLDINGS A SUBSIDIARY OF THE SCHOLA FOUNDATION POSITION: President of the Crusader Holdings Board wihich is a Subsidiary of the Schola Foundation NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 145 Good Counsel Dr, Mankato MN 56001 DESCRIPTION: Attend and lead the meetings, address specific issues regarding the property held by Crusader Holdings.
CRS (Client Relationship Summary) - RIA
Click below to view Larry Robert Krmpotich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 24, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 124 E. Walnut St Suite 110, Mankato, MN 56001RIA
CRD#: 283330
Mankato, MN
Current
September 24, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 124 E. Walnut St Suite 110, Mankato, MN 56001BD
CRD#: 42046
Mankato, MN
Past
October 16, 2009 - July 24, 2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RIA
CRD#: 793
NEW ULM, MN
Past
October 16, 2009 - July 24, 2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
NEW ULM, MN
Past
August 12, 2006 - October 16, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
MASON CITY, IA
Past
August 12, 2006 - October 16, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
MASON CITY, IA
Past
April 28, 1999 - August 12, 2006
PIPER SANDLER & CO.
RIA
CRD#: 665
MASON CITY, IA
Past
January 29, 1999 - August 12, 2006
PIPER SANDLER & CO.
BD
CRD#: 665
MASON CITY, IA
Past
July 19, 1993 - February 2, 1999
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/24/2020)
RR
Iowa(9/24/2020)
RR
Minnesota(9/24/2020)
IAR
Minnesota(9/24/2020)
RR
Nebraska(10/8/2021)
RR
Texas(9/24/2020)
IAR
Texas(7/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 4/26/1999
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
