Bruce D. Batkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce David Batkin, who also goes by Bruce D Batkin, was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1998. Bruce had worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2003 - November 4, 2020
TERRA CAPITAL MARKETS LLC
September 23, 1998 - July 16, 1999
ABN AMRO INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
TERRA CAPITAL MARKETS LLC
CRD#: 123762 / SEC#: , 8-65611
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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