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CRD#: 140802
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

BOLT-X LLC is located at 440 South Lasalle Suite 1525, Chicago, IL 60603 and was first established at Chicago, Delaware in 04/26/2006. After operating for 19 years, BOLT-X LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BOLT-X LLC’s clients are individuals and 0% of their clients are high net worth individuals. BOLT-X LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BOLT-X LLC are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BOLT-X LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BOLT-X LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for BOLT-X LLC Comes From

Understanding the Statistics for BOLT-X LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
3

FIRM INFORMATION

Main Address
440 South Lasalle Suite 1525, Chicago, IL 60603
Mailing Address
440 South Lasalle Suite 1525, Chicago, IL 60605
Firm Size
Small
Phone Number
(312) 241-1622
Established
Delaware since 04/26/2006
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SUMO HOLDINGS LLCMANAGER
BENNETT, PATRICIA MCENROEFINOP, PRINCIPAL FINANCIALOFFICER, PRINCIPAL OPERATIONS OFFICER2623308
GUTMAN, DANIELCEO2903640
ROWAN, KATHLEEN ANNECCO3180771
TRAVIS, TERRENCE PATRICKCHIEF RISK OFFICER1545662

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at BOLT-X LLC

TT

Terrence Patrick Travis

Terrence Travis
RR
CRD#: 1545662
Location:
Chicago, IL 60605
Company:
SUMO CAPITAL, LLC
Disclosures:
Experience:
39 years
View Profile
LS

Lawrence Edmund Spieldenner JR.

Larry Edmund Spieldenner
RR
CRD#: 5505240
Location:
Chicago, IL 60605
Company:
SUMO CAPITAL, LLC
Disclosures:
Experience:
15 years
View Profile
MM

Michael Peter Moore

RR
CRD#: 2357444
Location:
Chicago, IL 60605
Company:
SUMO CAPITAL, LLC
Disclosures:
Experience:
29 years
View Profile
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