Warren H. Spar
Professional summary
Warren Hal Spar is a registered financial professional currently at SPARRING PARTNERS CAPITAL LLC located in Short Hills, New Jersey.
Warren is registered as a RR (Registered Representative) and started their career in finance in 1993. Warren has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Warren Hal Spar's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2005 - Present
SPARRING PARTNERS CAPITAL LLC
June 26, 2003 - September 8, 2005
PROVIDENT INTERNATIONAL SECURITIES, INC.
April 17, 2001 - June 21, 2001
LIMITRADER SECURITIES, INC.
June 7, 1999 - July 27, 1999
DEUTSCHE BANK SECURITIES INC.
July 12, 1996 - June 7, 1999
DB ALEX. BROWN LLC
March 10, 1995 - July 30, 1996
DEUTSCHE BANK SECURITIES INC.
June 1, 1993 - October 5, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/23/2022)
(5/17/2006)
(7/6/2017)
(6/8/2017)
(3/20/2017)
(1/28/2022)
(4/22/2013)
(9/11/2019)
(9/3/2010)
(6/17/2005)
(11/29/2005)
(6/20/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SPARRING PARTNERS CAPITAL LLC
CRD#: 133780 / SEC#: , 8-66777
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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