James Theodore Celico
Professional Summary
James Theodore Celico, who also goes by James T Celico Sr, James T Celico, James T. Celico, Jim Celico, is a registered financial advisor currently at NORTH CAPITAL PRIVATE SECURITIES CORPORATION located in Salt Lake City, Utah. James is registered as a RR (Registered Representative) and started their career in finance in 1993. James has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James Theodore Celico, James T Celico Sr, James T Celico, James T. Celico, Jim Celico
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
33 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
Contact Information
Main Address
623 E Ft Union Blvd Suite 101, Salt Lake City, UT 84047Mailing Address
623 E Ft Union Blvd Suite 101, Salt Lake City, UT 84047Phone Number
(415) 315-9916Established
Delaware since 05/20/2010Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(9/12/2021)
(9/8/2021)
(8/16/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1993About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Theodore Celico's CRS (Customer Relationship Summary).
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