Marilyn Pozzuto

STRATEGIC ADVISERS LLC

RUMSON, NJ

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CRD#: 2356975

Professional summary

Marilyn Pozzuto, CIMA®, who also goes by Marilyn Diane Postel, Marilyn Diane Pozzuto, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Rumson, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Shrewsbury, New Jersey.

Marilyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Marilyn has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marilyn Diane Postel | Marilyn Diane Pozzuto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*133812 For profit or not for profit: Non-Profit Organization Name of outside business organization: New Jersey Youth Soccer Investment related: N Address of business: East Windsor, New Jersey 8520 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 10/13/2020 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Finance Advisory Committee Member: Attend quarterly meetings (virtual) and provide guidance on finance related topics related to New Jersey Youth Soccer I*10898 For profit or not for profit: Name of outside business organization: Lavallette Beach House Rental Property Investment related: Address of business: Lavallette, New Jersey 8735 Nature of business: , Compensation for Activity: Position, title, association: , Start date of relationship: 5/1/2021 Number of hours devoted: 10 hour(s) Number of hours devoted during trading hours: 0 Duties:

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marilyn Pozzuto's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 530 Route 35 Shrewsbury Commons, Shrewsbury, NJ 07702

RIA

CRD#: 104555

RUMSON, NJ

Current

November 8, 2022 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 530 Route 35, Shrewsbury, NJ 07702

CRD#: 7784

Shrewsbury, NJ

Past

November 18, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

SHREWSBURY, NJ

Past

September 25, 2017 - September 20, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

RED BANK, NJ

Past

September 20, 2017 - September 20, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

RED BANK, NJ

Past

January 31, 2017 - September 29, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WESTPORT, CT

Past

January 31, 2017 - September 29, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WESTPORT, CT

Past

September 21, 2016 - January 11, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

GREENWICH, CT

Past

September 21, 2016 - January 11, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

GREENWICH, CT

Past

August 17, 2012 - May 17, 2016

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

STAMFORD, CT

Past

April 24, 2012 - May 17, 2016

UBS FINANCIAL SERVICES INC.

CRD#: 8174

STAMFORD, CT

Past

April 11, 2000 - January 8, 2002

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

September 15, 1999 - April 19, 2000

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

December 4, 1997 - August 28, 1999

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(11/8/2022)

Florida
(11/8/2022)

Georgia
(6/3/2025)

Illinois
(6/24/2025)

Maryland
(9/26/2025)

Massachusetts
(3/5/2025)

New Jersey
(11/8/2022)

IAR

New Jersey
(3/31/2025)

New York
(11/8/2022)

North Carolina
(9/26/2024)

Pennsylvania
(11/8/2022)

South Carolina
(5/19/2025)

Tennessee
(7/28/2025)

Virginia
(10/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/16/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/6/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/23/2012

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marilyn Pozzuto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marilyn Pozzuto's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY & CO. LLC

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/16/2012

Series 63

Date: 12/6/1999

SIE

Date: 10/1/2018

Series 7

Date: 4/23/2012

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

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