Douglas Evan Richards
AIF®, CFP®, ChFC®, CLU®Professional Summary
Douglas Evan Richards, AIF®, CFP®, ChFC®, CLU®, who also goes by Doug Richards, Douglas Evan Richards II, Douglas Evan Ii Richards, is a registered financial advisor currently at CREST FINANCIAL, LLC located in Elmira, Oregon. Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Douglas has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Retirement Planning
- Investment Planning
- Comprehensive Financial Planning
- Estate Planning
Other Aliases
Doug Richards, Douglas Evan Richards Ii, Douglas Evan Ii Richards
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
Credentials
Years of Experience
33 years in the financial services industry
Current & Past Employments
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
Current Firm
CREST FINANCIAL LLC | CREST FINANCIAL, LLC
Contact Information
Main Address
Elmira, ORPhone Number
(541) 868-0449# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
151AUM (Assets Under Management)
$45,069,488Similar Advisors
CETERA INVESTMENT ADVISERS LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
State Registrations and Notice Filings
(9/19/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1993About the Series 6 examSimilar Advisors
CETERA INVESTMENT ADVISERS LLC
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Evan Richards's CRS (Customer Relationship Summary).
Services Offered by Douglas
- Retirement Planning
- Investment Planning
- Comprehensive Financial Planning
- Estate Planning
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
