Douglas E. Richards

CREST FINANCIAL

ELMIRA, OR 97437

Some features on this profile are disabled

CRD#: 2356765

Professional summary

Douglas Evan Richards II, AIF®, CFP®, ChFC®, CLU®, who also goes by Doug Richards, Douglas Evan Richards II, Douglas Evan Ii Richards, is a registered financial advisor currently at CREST FINANCIAL, LLC located in Elmira, Oregon.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Douglas has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Comprehensive Financial Planni...

Estate Planning

Are you a "fiduciary"?

Yes

Aliases

Doug Richards | Douglas Evan Richards Ii | Douglas Evan Ii Richards

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Douglas Evan Richards II may offer advice to financial planning clients regarding the role insurance may play in the context of their risk management planning. Though licensed Douglas Evan Richards II does not sell insurance products, he may assist clients in securing coverage with the insurance professional of their choosing.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Evan Richards II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2003

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

September 19, 2024 - Present

CREST FINANCIAL, LLC

Office #1: 23847 Sky Lane, Elmira, OR 97437

RIA

CRD#: 332357

ELMIRA, OR

Past

June 14, 2024 - September 19, 2024

OSAIC WEALTH, INC.

RIA

CRD#: 23131

ELMIRA, OR

Past

June 14, 2024 - September 19, 2024

OSAIC WEALTH, INC.

CRD#: 23131

ELMIRA, OR

Past

January 23, 2009 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

ELMIRA, OR

Past

January 23, 2009 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

ELMIRA, OR

Past

March 22, 2006 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

RIA

CRD#: 40395

EUGENE, OR

Past

March 22, 2006 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

EUGENE, OR

Past

October 19, 2004 - March 25, 2006

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

EUGENE, OR

Past

June 4, 1993 - October 18, 2004

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(9/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/8/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/3/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/3/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CREST FINANCIAL, LLC

CREST FINANCIAL LLC | CREST FINANCIAL, LLC

CRD#: 332357 / SEC#:

Oregon

Registered Investment Advisory firm - (9/19/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Elmira, OR

Mailing Address

Phone number

(541) 868-0449

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 63,186,737

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Phillip Smith

CETERA INVESTMENT ADVISERS LLC

IAR

EUGENE, OR

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Douglas E. Richards

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Evan Richards II's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

BRECEK & YOUNG ADVISORS, INC.

BRECEK & YOUNG ADVISORS, INC.

ALLSTATE FINANCIAL SERVICES, LLC

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/8/1999

Series 63

Date: 6/3/1993

SIE

Date: 10/1/2018

Series 7

Date: 2/20/2001

Series 6

Date: 6/3/1993

Current Firm

CREST FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CREST FINANCIAL, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors