Gene A. Grant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gene A Grant II, who also goes by II Gene Aubrey Grant, Gene Aubrey Grant Ii, Gene A Grant, Gene Aubrey Grant, was a registered financial professional .
Gene is a previously registered financial professional and started their career in finance in 2016. Gene had worked at 3 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2022 - March 13, 2023
NETSHARES FINANCIAL SERVICES LLC
August 17, 2018 - June 3, 2019
ENTORO SECURITIES, LLC
June 1, 2016 - September 16, 2016
BBVA SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/1/2022
General Securities Representative ExaminationCurrent Firm
NETSHARES FINANCIAL SERVICES LLC
CRD#: 307532 / SEC#: , 8-70502
Contact information
FINRA licenses (15 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NETSHARES LLC | DIRECT OWNER | |
| LEE, DAVID YOUNG | CEO/CCO.FINOP | 2605960 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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