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Gene A Grant Ii

CRD# 2356589·Registered 2016 - 2023
Previously Registered: Being a previously registered professional could mean that Gene is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gene A Grant II, who also goes by II Gene Aubrey Grant, Gene Aubrey Grant Ii, Gene A Grant, Gene Aubrey Grant, was a registered financial advisor. Gene was a previously registered financial professional and started their career in finance 2016 - 2023. Gene had worked at 3 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ii Gene Aubrey Grant, Gene Aubrey Grant Ii, Gene A Grant, Gene Aubrey Grant

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

NETSHARES FINANCIAL SERVICES LLC·CRD# 307532
BD
Katy, TX
December 1, 2022 - March 13, 2023
ENTORO SECURITIES, LLC·CRD# 35192
BD
Houston, TX
August 17, 2018 - June 3, 2019
BBVA SECURITIES INC.·CRD# 27060
BD
Houston, TX
June 1, 2016 - September 16, 2016

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Current Firm

NF
NETSHARES FINANCIAL SERVICES LLC

NETSHARES FINANCIAL SERVICES LLC | NETSHARES INC.

CRD#: 307532 / SEC#: 8-70502
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

22114 Blacksburg Court, Katy, TX 77450

Mailing Address

5554 S. Peek Road Pmb 8, Katy, TX 77450

Phone Number

(800) 216-0360

Established

Delaware since 02/10/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (15 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VALUIT TECHNOLOGY HOLDING LLCDIRECT OWNER—
LEE, DAVIDCEO/COO2605960
STRICKLAND, JASON LEECHIEF COMPLIANCE OFFICER5013990

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2016About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2016About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2022About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Sep 2016About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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GG
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