Peter Mastriano
Professional summary
Peter Mastriano is a registered financial professional currently at VBC SECURITIES, LLC located in Clifton, New Jersey.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1993. Peter has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 9, Series 10, Series 14, Series 8, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Mastriano's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2003 - Present
VBC SECURITIES, LLC
Office #1: 348 Clifton Avenue, Clifton, NJ 07011March 11, 1997 - April 20, 2001
MORGAN STANLEY & CO. LLC
September 29, 1994 - February 12, 1997
ANDREW GARRETT INC.
September 21, 1993 - July 21, 1994
ANDREW GARRETT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2011)
(11/13/2009)
(7/31/2022)
(11/19/2014)
(6/5/2023)
(7/31/2022)
(2/26/2013)
(3/21/2003)
(12/2/2014)
(3/21/2003)
(7/31/2022)
(6/13/2014)
(2/10/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 4/30/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
VBC SECURITIES, LLC
CRD#: 5407 / SEC#: , 8-44141
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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