Gabriella C. Milley

NPA ASSET MANAGEMENT

Princeton, NJ 08540

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CRD#: 2356294

Professional summary

Gabriella Clapp Milley, who also goes by Gabriella Michelle Clapp, Gabriella Clapp, Gabriella Michelle Clapp-milley, is a registered financial advisor currently at NPA ASSET MANAGEMENT, LLC located in Princeton, New Jersey and NATIONWIDE PLANNING ASSOCIATES INC. located in Princeton, New Jersey.

Gabriella is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Gabriella has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gabriella Michelle Clapp | Gabriella Clapp | Gabriella Michelle Clapp-Milley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PRINCETON ADULT SCHOOL. CONSULTANT. TEACH CLASSES TO ADULTS REGARDING FINANCIAL PLANNING. DEVOTE 1 TO 20%. ANNUAL INCOME 1 TO 20%. ESTABLISHED CONNECTION 10/12/2013. 2. RENTAL PROPERTY IN NYC: 155 W 58TH STREET, APT 922. NY, NY 10023.MY HUSBAND AND I OWN IT. USED TO LIVE THERE AND NOW RENT . IT IS A CONDO. COLLECT RENT AND PAY MORTGAGE AND REAL ESTATE TAXES. PROVIDE ASSISTANCE WITH REPAIRS IF NEEDED. ANNUAL INCOME 1 TO 20%, DECVOTE 1 TO 20%. ESTABLISHED CONNECTION0 4/10/2000. 3. FELTSU WEARABLE ART. SOLE PROPRIETOR. MANUFACTURE AND SELL WEARABLE ART MADE OF NATURAL MATERIALS. I AM HELPING MY COUSINS BRING THEIR PRODUCTS TO THE US.DEVOTE 1 TO 20%. ANNUAL INCOME 1 TO 20%. ESTABLISHED CONNECTION 12/20/2014. 4. NO OBA NAME, ASSISTING INDIVIDUALS WITH NON INVESTMENT RELATED MATTERS SUCH AS REVIEWING PRENUPTUAL OR DIVORCE AGREEMENTS, WHEN TO SIGN UP FOR SS BENEFITS, HOME PURCHASING WITH NON SPOUSE VS RENTING, 5% DURING BUSINESS HOURS, ESTIMATED INCOME TBD, START DATE 1/1/2025. 5. ASSIST PERSONS NOT INTERESTED IN ASSET MANAGMENT OR INVESTMENTS BUT ASKING FO HELP TO REVIEW PRENUPCIAL OR DIVORCE AGREEMENTS, FEASABILITY OF BUYING A HOME WITH A NON SPOUSE VS RENTING, WHEN TO SIGN UP FOR SS BENEFITS. DUTIES AND OBLIGATIONS INCLUDE: INTERVIEW INDIVIDUALS, DETERMINE GOALS, ASSES VULNERABILITIES, SUGGEST POSSIBLE STRATEGIES FOR PRE NIP AND DIVORCE AGREEMENTS. 100% FINANCIAL INTEREST. START DATE: 1/1/2025. APPROX ANNUAL INCOME: APPROX $7,000.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriella Clapp Milley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2018 - Present

NPA ASSET MANAGEMENT, LLC

Office #1: 50 Wittmer Ct, Princeton, NJ 08540

RIA

CRD#: 131534

Princeton, NJ

Current

March 31, 2016 - Present

NATIONWIDE PLANNING ASSOCIATES INC.

CRD#: 31029

Princeton, NJ

Past

April 5, 2016 - December 31, 2017

NPA ASSET MANAGEMENT, LLC

RIA

CRD#: 131534

PARAMUS, NJ

Past

September 22, 2015 - April 5, 2016

IC ADVISORY SERVICES, INC.

RIA

CRD#: 140190

PRINCETON, NJ

Past

September 22, 2015 - April 5, 2016

THE INVESTMENT CENTER, INC.

CRD#: 17839

PRINCETON, NJ

Past

December 17, 2013 - August 5, 2015

EDWARD JONES

RIA

CRD#: 250

PRINCETON, NJ

Past

September 16, 2013 - August 5, 2015

EDWARD JONES

CRD#: 250

PRINCETON, NJ

Past

June 13, 2003 - April 1, 2004

DINOSAUR FINANCIAL GROUP, L.L.C

CRD#: 104446

NEW YORK, NY

Past

September 8, 1999 - May 17, 2002

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

January 30, 1996 - March 8, 1999

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

May 24, 1993 - August 29, 1994

ANZ SECURITIES (USA) INC.

CRD#: 21325

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NPA ASSET MANAGEMENT, LLC

CRD#: 131534 / SEC#: 801-66006

RIA

Registered Investment Advisory firm - (2/23/2006 Approved)

New Jersey

Registered Investment Advisory firm - (8/12/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/1/2020)

California
(1/26/2017)

Florida
(5/9/2016)

Maryland
(11/23/2020)

New Jersey
(3/31/2016)

IAR

New Jersey
(1/9/2018)

New York
(3/31/2016)

Pennsylvania
(7/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/2/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/3/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/16/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/12/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NPA ASSET MANAGEMENT, LLC

CRD#: 131534 / SEC#: 801-66006

RIA

Registered Investment Advisory firm - (2/23/2006 Approved)

New Jersey

Registered Investment Advisory firm - (8/12/2011 Terminated)

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Contact information

Main Address

32-16 Broadway 2nd Floor, Fair Lawn, NJ 07410

Mailing Address

Phone number

(201) 476-0029

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NPA ASSET BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,855
AUM (Assets Under Management)	$ 1,009,851,764

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gabriella C. Milley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriella Clapp Milley's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONWIDE PLANNING ASSOCIATES INC.

NPA ASSET MANAGEMENT, LLC

IC ADVISORY SERVICES, INC.

THE INVESTMENT CENTER, INC.

EDWARD JONES

EDWARD JONES

DINOSAUR FINANCIAL GROUP, L.L.C

BARCLAYS CAPITAL INC.

ABN AMRO INCORPORATED

ANZ SECURITIES (USA) INC.

Primary Firm SEC Registration

NPA ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/2/2013

Series 63

Date: 6/3/1993

SIE

Date: 10/1/2018

Series 7

Date: 9/16/2013

Series 24

Date: 7/12/2000

FINRA

Current Firm

NPA ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NPA ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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