Thomas A. Lynch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Arnotis Lynch, who also goes by Tom Lynch, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1993. Thomas had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2012 - May 9, 2013
SITUS CAPITAL MANAGEMENT LLC
June 23, 2011 - March 19, 2012
FIRST ALLIED SECURITIES, INC.
December 22, 2010 - May 3, 2011
FIG PARTNERS, LLC
September 27, 2006 - October 28, 2010
HOWE BARNES HOEFER & ARNETT, INC.
June 15, 1999 - September 26, 2006
SANDLER, O'NEILL & PARTNERS, L.P.
July 15, 1996 - June 29, 1999
CHICAGO CAPITAL, INC.
June 24, 1993 - July 26, 1996
HOWE BARNES HOEFER & ARNETT, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SITUS CAPITAL MANAGEMENT LLC
CRD#: 159007 / SEC#: , 8-68956
Contact information
Documents
Red Flags
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