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JH

Jimmie Ray Hand

CRESCENT SECURITIES GROUP
PLANO, TX
·CRD# 235593·52 years experience

Professional Summary

Jimmie Ray Hand, who also goes by Jim Hand, is a registered financial advisor currently at CRESCENT SECURITIES GROUP, INC. located in Plano, Texas. Jimmie is registered as a RR (Registered Representative) and started their career in finance in 1974. Jimmie has worked at 11 firms and has passed the Series 7TO, SIE and Series 1 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jim Hand

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

52 years in the financial services industry

Current & Past Employments

Current

CRESCENT SECURITIES GROUP, INC.Current·CRD# 114993
BD
4975 Preston Park Blvd. Suite 820, Plano, TX 75093
April 20, 2010 - Present

Past

CULLUM & BURKS SECURITIES, INC.Past·CRD# 46600
BD
Richardson, TX
June 13, 2002 - April 21, 2010
NALICO EQUITY CORPORATIONPast·CRD# 15530
BD
Giessen
January 14, 2002 - June 12, 2002
FIRST RESEARCH FINANCIALPast·CRD# 27915
BD
Dallas, TX
June 15, 1998 - December 31, 2001
DOMINION CAPITAL CORPORATIONPast·CRD# 18837
BD
Dallas, TX
January 12, 1995 - June 17, 1998
WOODBURY FINANCIAL SERVICES, INC.Past·CRD# 421
BD
Oakdale, MN
June 13, 1988 - December 31, 1994
USLIFE EQUITY SALES CORP.Past·CRD# 7962
BD
February 24, 1986 - June 18, 1988
USLIFE EQUITY SALES CORP.Past·CRD# 7962
BD
February 25, 1981 - December 16, 1985
ENTERPRISE FUND DISTRIBUTORS, INC.Past·CRD# 883
BD
January 30, 1980 - January 31, 1981
THE COLUMBIAN SECURITIES CORPORATIONPast·CRD# 169
BD
March 3, 1978 - September 3, 1979
THE INCOME BUILDERS, INC.Past·CRD# 2280
BD
March 24, 1975 - February 8, 1978
BELL SECURITIES CORPORATIONPast·CRD# 84
BD
February 25, 1974 - April 27, 1975

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Current Firm

CS
CRESCENT SECURITIES GROUP, INC.

CRESCENT SECURITIES GROUP, INC.

CRD#: 114993 / SEC#: 8-53457
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

4975 Preston Park Blvd. Suite 820, Plano, TX 75093

Mailing Address

4975 Preston Park Blvd. Suite 820, Plano, TX 75093

Phone Number

(972) 490-0150

Established

Texas since 04/10/2001

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
D2 EQUITY HOLDINGS, INC.SHAREHOLDER—
DUREN, TRAVIS NICKDIRECTOR/PRESIDENT/SECRETARY/CCO1589445
STERLING, DONALD WILLIAMFINOP—
TRAVIS, RUSSELL WARRENVICE PRESIDENT2759751

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Nevada
(1/24/2013)
RR
Oklahoma
(8/21/2015)
RR
Texas
(4/22/2010)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 1 — Registered Representative Examination

Passed Feb 1974
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jimmie Ray Hand's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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