DW
Daniel O. Wolf
TRUIST ADVISORY SERVICES
BELLEAIR BLUFFS, FL 33770
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CRD#: 2355901
DW
Professional summary
Daniel Otis Wolf, who also goes by Dan Wolf, Daniel O Wolf, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Belleair Bluffs, Florida and TRUIST INVESTMENT SERVICES, INC. located in Seminole, Florida.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Daniel has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Wolf | Daniel O Wolf
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ROLLING HILLS INVESTMENTS LLC POSITION: Managing Member NATURE: Investment rental properties located in Missouri. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/13/2020 ADDRESS: , Kansas City MO , United States DESCRIPTION: Owner and managing member of a LLC in the state of Missouri that owns rental properties. My duty will be to work with the property manager and leasing agent and bookkeeper to make sure the properties are taken care of and that the rents are collected. In that regard, there will be very little needed on my behalf because these properties are all currently rented and stable.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Otis Wolf's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 17, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 380 N Indian Rocks Rd, Belleair Bluffs, FL 33770RIA
CRD#: 283390
BELLEAIR BLUFFS, FL
Current
December 8, 2014 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 7600 Seminole Blvd, Seminole, FL 33772Office #2: 380 Indian Rocks Rd N, Belleair Bluffs, FL 33770Office #3: 423 Mandalay Ave, Clearwater, FL 33767Office #4: 3705 E Bay Dr, Largo, FL 33771Office #5: 1299 S Missouri Ave, Clearwater, FL 33756BD
CRD#: 17499
Seminole, FL
Past
December 10, 2014 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
SEMINOLE, FL
Past
January 2, 2013 - December 16, 2014
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
ST. PETE BEACH, FL
Past
December 20, 2012 - December 16, 2014
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
ST. PETE BEACH, FL
Past
February 2, 2011 - December 21, 2012
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
TAMPA, FL
Past
November 19, 2010 - December 21, 2012
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
TAMPA, FL
Past
July 20, 1999 - April 7, 2005
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
TAMPA, FL
Past
October 30, 1997 - April 7, 2005
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
August 10, 1993 - November 12, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/6/2016)
RR
California(8/4/2023)
RR
Colorado(11/13/2019)
RR
Florida(12/10/2014)
IAR
Florida(8/17/2016)
RR
Georgia(12/9/2014)
RR
Illinois(12/9/2014)
RR
Kansas(1/2/2018)
RR
Kentucky(8/23/2019)
RR
New Hampshire(9/2/2025)
RR
New Jersey(10/16/2015)
RR
New Mexico(2/23/2023)
RR
North Carolina(8/22/2019)
RR
Ohio(1/6/2015)
RR
Pennsylvania(12/9/2014)
RR
South Carolina(9/29/2016)
RR
Tennessee(10/19/2020)
RR
Texas(12/8/2014)
IAR
Texas(4/6/2018)
RR
Virginia(12/21/2017)
RR
Washington(12/17/2014)
RR
Wyoming(12/19/2023)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 4/22/1998
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Belleair Bluffs, FL 33770TRUST BUT VERIFY
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