CO
Cynthia P. Ochal
APOLLON WEALTH MANAGEMENT
TAMPA, FL 33629
Some features on this profile are disabled
CRD#: 2355884
CO
Professional summary
Cynthia Payne Ochal, CFP®, who also goes by Cynthia Payne Heil, Cynthia P Payne, Cynthia Paulette Payne, Cynthia Payne, is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Tampa, Florida and CABOT LODGE SECURITIES LLC located in Tampa, Florida.
Cynthia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Cynthia has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cynthia Payne Heil | Cynthia P Payne | Cynthia Paulette Payne | Cynthia Payne
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Apollon Insurance Group, LLC, not investment related, fixed insurance, Tampa, FL, Insurance Agent, 11/2021, 2 hour per month, zero hours during trading hours, discuss and quite insurance products. 2) Beach Condo Rental, not investment related, Tampa, FL, Long Boat Key, FL, Joint Owner, 1/2021, 2 hours per month, zero hours during trading hours, coordinating rental w/renters, scheduling cleaners/condo maintenance. 3) Apollon Wealth Management, LLC, Investment Related, Tamp, FL, RIA, Financial Advisor, 2/2023, 160 hour per month and 160 hours during trading hours, wealth management, financial planning, investment management, client meetings. 4) Cabot Lodge Securities LLC, Investment Related, New York, NY, Broker Dealer, Registered Representative, 12/2020, Appx. 10 Hrs/Mnth. 5) Deep Dish Holdings, LLC. Not Investment Related, Tampa, FL, 7/1/2022, Member, 2 hours per month, zero hours during trading hours, buying rental property, assist in the purchase and management decisions of the property.
CRS (Client Relationship Summary) - RIA
Click below to view Cynthia Payne Ochal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
February 11, 2021 - Present
APOLLON WEALTH MANAGEMENT, LLC
Office #1: 4016 Henderson Blvd Suite H, Tampa, FL 33629RIA
CRD#: 291902
TAMPA, FL
Current
December 3, 2020 - Present
CABOT LODGE SECURITIES LLC
Office #1: 4016 Henderson Blvd Suite H, Tampa, FL 33629BD
CRD#: 159712
Tampa, FL
Past
July 28, 2006 - February 12, 2021
CASCADE FINANCIAL MANAGEMENT, INC.
RIA
CRD#: 119030
TAMPA, FL
Past
December 2, 2005 - December 31, 2020
CASCADE FINANCIAL MANAGEMENT, INC.
BD
CRD#: 119030
TAMPA, FL
Past
September 5, 2001 - June 25, 2007
CLIENT 1ST ADVISORY GROUP
RIA
CRD#: 113085
CLEARWATER, FL
Past
June 6, 1996 - December 7, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
July 5, 1995 - May 17, 1996
J. B. HANAUER & CO.
BD
CRD#: 6958
PARSIPPANY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/2/2023)
RR
Colorado(10/2/2023)
RR
Florida(12/3/2020)
IAR
Florida(2/11/2021)
RR
Illinois(12/3/2020)
RR
Indiana(10/2/2023)
RR
Kentucky(10/2/2023)
RR
Missouri(10/2/2023)
RR
Montana(10/2/2023)
RR
North Carolina(9/7/2023)
RR
Oregon(10/2/2023)
RR
Rhode Island(10/2/2023)
RR
Virginia(10/2/2023)
RR
Washington(10/2/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 579-0018
Established
Firm type
Fiscal year end
# of Employees
179
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,798 |
| AUM (Assets Under Management) | $ 7,720,756,861 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
APOLLON WEALTH MANAGEMENT, LLC
CRD#: 291902Tampa, FL 33629TRUST BUT VERIFY
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