Cynthia P. Ochal

APOLLON WEALTH MANAGEMENT

TAMPA, FL 33629

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CRD#: 2355884

Professional summary

Cynthia Payne Ochal, CFP®, who also goes by Cynthia Payne Heil, Cynthia P Payne, Cynthia Paulette Payne, Cynthia Payne, is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Tampa, Florida and CABOT LODGE SECURITIES LLC located in Tampa, Florida.

Cynthia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Cynthia has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cynthia Payne Heil | Cynthia P Payne | Cynthia Paulette Payne | Cynthia Payne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cynthia Payne Ochal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

February 11, 2021 - Present

APOLLON WEALTH MANAGEMENT, LLC

Office #1: 4016 Henderson Blvd Suite H, Tampa, FL 33629

RIA

CRD#: 291902

TAMPA, FL

Current

December 3, 2020 - Present

CABOT LODGE SECURITIES LLC

Office #1: 4016 Henderson Blvd Suite H, Tampa, FL 33629

CRD#: 159712

Tampa, FL

Past

July 28, 2006 - February 12, 2021

CASCADE FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 119030

TAMPA, FL

Past

December 2, 2005 - December 31, 2020

CASCADE FINANCIAL MANAGEMENT, INC.

CRD#: 119030

TAMPA, FL

Past

September 5, 2001 - June 25, 2007

CLIENT 1ST ADVISORY GROUP

RIA

CRD#: 113085

CLEARWATER, FL

Past

June 6, 1996 - December 7, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

July 5, 1995 - May 17, 1996

J. B. HANAUER & CO.

CRD#: 6958

PARSIPPANY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APOLLON WEALTH MANAGEMENT, LLC

CRD#: 291902 / SEC#: 801-112350

RIA

Registered Investment Advisory firm - (1/22/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/2/2023)

Colorado
(10/2/2023)

Florida
(12/3/2020)

IAR

Florida
(2/11/2021)

Illinois
(12/3/2020)

Indiana
(10/2/2023)

Kentucky
(10/2/2023)

Missouri
(10/2/2023)

Montana
(10/2/2023)

North Carolina
(9/7/2023)

Oregon
(10/2/2023)

Rhode Island
(10/2/2023)

Virginia
(10/2/2023)

Washington
(10/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/20/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/18/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/5/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/23/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/1/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

APOLLON WEALTH MANAGEMENT, LLC

CRD#: 291902 / SEC#: 801-112350

RIA

Registered Investment Advisory firm - (1/22/2018 Approved)

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Contact information

Main Address

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464

Mailing Address

Phone number

(843) 579-0018

Established

Firm type

Fiscal year end

# of Employees

179

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APOLLON WEALTH MANAGEMENT, LLC - PART 2A BROCHURE (1/20/2026)

Regulatory assets under management

Total Number of Accounts	20,798
AUM (Assets Under Management)	$ 7,720,756,861

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cynthia P. Ochal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cynthia Payne Ochal's CRS (Customer Relationship Summary).

Certified licenses

Experience

CABOT LODGE SECURITIES LLC

CASCADE FINANCIAL MANAGEMENT, INC.

CASCADE FINANCIAL MANAGEMENT, INC.

CLIENT 1ST ADVISORY GROUP

TRANSAMERICA FINANCIAL ADVISORS, LLC

J. B. HANAUER & CO.

Primary Firm SEC Registration

APOLLON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/20/2014

Series 63

Date: 8/18/1999

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 5/5/2004

Series 7

Date: 6/23/1994

Series 24

Date: 6/1/2006

FINRA

Current Firm

APOLLON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APOLLON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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