Larry A. Mann

LASALLE ST SECURITIES, L.L.C.

Tucson, AZ

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CRD#: 2355608

Professional summary

Larry Allen Mann is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Tucson, Arizona.

Larry is registered as a RR (Registered Representative) and started their career in finance in 1993. Larry has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Larry Allen Mann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2016 - Present

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

Tucson, AZ

Past

January 31, 2013 - September 20, 2016

CAPITAL SECURITIES INVESTMENT CORPORATION

CRD#: 5606

OAK BROOK, IL

Past

May 27, 2011 - September 6, 2012

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA

CRD#: 3641

NAPERVILLE, IL

Past

May 27, 2011 - September 6, 2012

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

NAPERVILLE, IL

Past

June 26, 2001 - May 20, 2011

CAPITAL SECURITIES INVESTMENT CORPORATION

CRD#: 5606

OSWEGO, IL

Past

September 8, 1997 - June 27, 2001

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

June 10, 1993 - September 11, 1997

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/19/2016)

California
(7/10/2018)

Colorado
(7/19/2024)

Delaware
(8/20/2021)

Illinois
(5/19/2016)

Indiana
(7/28/2025)

Minnesota
(5/19/2016)

Missouri
(5/19/2016)

Ohio
(5/19/2016)

South Carolina
(3/30/2020)

South Dakota
(1/2/2024)

Tennessee
(4/22/2021)

Exams

State Security Law Exam

Series 63

Date: 8/5/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/9/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LASALLE ST SECURITIES, L.L.C.

LA SALLE ST. SECURITIES, INC. | LASALLE ST SECURITIES, L.L.C.

CRD#: 7191 / SEC#: , 8-18860

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Phone number

(630) 600-0500

Established

Delaware since 04/23/1999

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LASALLE ST. HOLDINGS LLC F/K/A MCDERMOTT HOLDINGS I, L.P.	100% OWNER
BEAVER, REGAN ALAN	CHIEF COMPLIANCE OFFICER	4621953
DROZD, MICHAEL MITCHELL	CHIEF INVESTMENT OFFICER	6015178
SCHLESSER, DANIEL JOHN	C.F.O./TRES./C.O.O	1788458

Disclosures

Regulatory Event	15
Arbitration	4
Bond	1

Red Flags

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Firm Stability Insights

Larry A. Mann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Larry Allen Mann's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL SECURITIES INVESTMENT CORPORATION

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

CAPITAL SECURITIES INVESTMENT CORPORATION

KESTRA INVESTMENT SERVICES, LLC

WOODBURY FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/5/1993

SIE

Date: 10/1/2018

Series 6

Date: 6/9/1993

FINRA

Current Firm

LASALLE ST SECURITIES, L.L.C.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LASALLE ST SECURITIES, L.L.C.

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