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LM

Larry A. Mann

FORTUNE FINANCIAL SERVICES
Tucson, AZ
Some features on this profile are disabled
CRD#: 2355608
LM

Professional summary

Larry Allen Mann is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Tucson, Arizona.

Larry is registered as a RR (Registered Representative) and started their career in finance in 1993. Larry has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Larry Allen Mann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 26, 2026 - Present

FORTUNE FINANCIAL SERVICES, INC.

BD
CRD#: 42150
Tucson, AZ
Past

May 19, 2016 - December 31, 2025

LASALLE ST SECURITIES, L.L.C.

BD
CRD#: 7191
Tucson, AZ
Past

January 31, 2013 - September 20, 2016

CAPITAL SECURITIES INVESTMENT CORPORATION

BD
CRD#: 5606
OAK BROOK, IL
Past

May 27, 2011 - September 6, 2012

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA
CRD#: 3641
NAPERVILLE, IL
Past

May 27, 2011 - September 6, 2012

FIRST COMMAND BROKERAGE SERVICES, INC.

BD
CRD#: 3641
NAPERVILLE, IL
Past

June 26, 2001 - May 20, 2011

CAPITAL SECURITIES INVESTMENT CORPORATION

BD
CRD#: 5606
OSWEGO, IL
Past

September 8, 1997 - June 27, 2001

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
AUSTIN, TX
Past

June 10, 1993 - September 11, 1997

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/26/2026)
RR
California
(1/26/2026)
RR
Colorado
(1/26/2026)
RR
Delaware
(1/26/2026)
RR
Florida
(1/26/2026)
RR
Illinois
(1/26/2026)
RR
Indiana
(1/26/2026)
RR
Minnesota
(1/26/2026)
RR
Missouri
(1/26/2026)
RR
Ohio
(1/26/2026)
RR
South Carolina
(1/26/2026)
RR
South Dakota
(1/26/2026)
RR
Tennessee
(1/26/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/5/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/9/1993
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORTUNE FINANCIAL SERVICES, INC.
FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: , 8-49727

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
3582 Brodhead Road Suite 202, Monaca, PA 15061
Mailing Address
P.o. Box 238, Monaca, PA 15061
Phone number
(724) 846-2488
Established
Pennsylvania since 10/21/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DANIELS, BLAKE WILLIAMCHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO1285106
DANIELS, BRIAN LEEOWNER1213561
BENTLEY, GREGORY JOHNPRESIDENT, CHIEF EXECUTIVE OFFICER705379
PINTARIC, WILLIAM RICHARD JRCHIEF COMPLIANCE OFFICER
WHITENACK, MITCH LEECHIEF OPERATIONS OFFICER, FINOP, PFO, POO4794021

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150Tucson, AZ

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