Sean Mccarthy Mccooey
Professional Summary
Sean Mccarthy Mccooey is a registered financial advisor currently at THIRD SEVEN CAPITAL LLC located in Palm Beach Gardens, Florida. Sean is registered as a RR (Registered Representative) and started their career in finance in 1989. Sean has worked at 5 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
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Disclosures on record.
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Years of Experience
37 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
THIRD SEVEN CAPITAL ADVISORS | THIRD SEVEN CAPITAL, LLC | THIRD SEVEN CAPITAL LLC
Contact Information
Main Address
67 Holly Hill Lane Suite 300c, Greenwich, CT 06830Mailing Address
67 Holly Hill Lane Suite 300c, Greenwich, CT 06830Phone Number
(917) 602-6153Established
Delaware since 07/06/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/9/2023)
(6/3/2019)
(10/22/2019)
(6/3/2019)
(6/4/2019)
(4/10/2017)
(6/2/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Sean Mccarthy Mccooey's CRS (Customer Relationship Summary).
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