Calvin P. Smeltzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Calvin Paul Smeltzer, who also goes by Cal Smeltzer, Calvin P Smeltzer, was a registered financial professional .
Calvin is a previously registered financial professional and started their career in finance in 1993. Calvin had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2018 - January 2, 2018
BB&T SECURITIES, LLC
January 2, 2018 - January 2, 2018
BB&T SECURITIES, LLC
July 13, 2016 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
July 13, 2016 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
January 21, 2014 - July 12, 2016
CETERA INVESTMENT ADVISERS LLC
October 19, 2007 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
October 16, 2007 - July 12, 2016
CETERA INVESTMENT SERVICES LLC
July 6, 2006 - October 17, 2007
KNBT SECURITIES, INC.
January 17, 2001 - June 29, 2006
CETERA INVESTMENT SERVICES LLC
May 28, 1993 - January 9, 2001
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
