Stephen B. Paras
Professional summary
Stephen Basil Paras, who also goes by Stephen Paras, is a registered financial professional currently at STAR MOUNTAIN ADVISORS, LLC located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1993. Stephen has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Basil Paras's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2018 - Present
STAR MOUNTAIN ADVISORS, LLC
Office #1: 2 Grand Central Tower 140 East 45th Street 30th Floor Suite 30a, New York, NY, 10017March 13, 2012 - October 6, 2014
NORTH SEA SECURITIES L.P.
January 30, 2009 - December 8, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 22, 2009 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
July 6, 1995 - January 26, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 18, 1993 - July 24, 1995
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/14/2018)
(3/16/2018)
(5/15/2018)
(5/14/2018)
Exams
FINRA
Current Firm
STAR MOUNTAIN ADVISORS, LLC
CRD#: 153505 / SEC#: , 8-68541
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
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