MM
Michael T. Moriarty
STRATEGIC ADVISERS LLC
GAITHERSBURG, MD
Some features on this profile are disabled
CRD#: 2355008
MM
Professional summary
Michael T Moriarty, CFP®, who also goes by Michael Timothy Moriarty, Michael Moriarty, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Gaithersburg, Maryland and FIDELITY BROKERAGE SERVICES LLC located in Jacksonville, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 10 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Timothy Moriarty | Michael Moriarty
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-93751|OrgNmn:FINRA Arbitrator|Org Addr:New York,New York,US|OBA Nature:FINRA is a SRO for securities |Invst Rel:Y|Title:Volunteer Arbitrator |Duties:undertake online training before being certified by FINRA as an arbitrator|StrtDt:01-02-23|TotHrs/mon:8|TrdHrs/mon:8|
CRS (Client Relationship Summary) - RIA
Click below to view Michael T Moriarty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
GAITHERSBURG, MD
Current
April 15, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4601 Touchton Rd East, Bldg 400, Jacksonville, FL 32246BD
CRD#: 7784
Jacksonville, FL
Past
June 4, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SILVER SPRING, MD
Past
November 23, 2020 - March 16, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
BETHESDA, MD
Past
September 1, 2020 - March 16, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
BETHESDA, MD
Past
April 20, 2016 - August 20, 2020
WEALTHSPIRE ADVISORS
RIA
CRD#: 168095
POTOMAC, MD
Past
December 6, 2013 - September 1, 2015
HIGHLINE WEALTH MANAGEMENT, LLC
RIA
CRD#: 142542
ROCKVILLE, MD
Past
June 1, 2009 - December 2, 2013
MORGAN STANLEY
RIA
CRD#: 149777
BETHESDA, MD
Past
June 1, 2009 - December 2, 2013
MORGAN STANLEY
BD
CRD#: 149777
BETHESDA, MD
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
BETHESDA, MD
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
BETHESDA, MD
Past
January 30, 2001 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
BETHESDA, MD
Past
August 23, 1999 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
BETHESDA, MD
Past
July 8, 1993 - September 10, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/19/2021)
RR
Alaska(5/19/2021)
RR
Arizona(5/25/2021)
RR
Arkansas(5/19/2021)
RR
California(5/19/2021)
RR
Colorado(5/19/2021)
RR
Connecticut(5/20/2021)
RR
Delaware(5/21/2021)
RR
District of Columbia(5/24/2021)
RR
Florida(5/19/2021)
RR
Georgia(5/19/2021)
RR
Hawaii(5/19/2021)
RR
Idaho(5/19/2021)
RR
Illinois(5/25/2021)
RR
Indiana(5/20/2021)
RR
Iowa(5/21/2021)
RR
Kansas(5/25/2021)
RR
Kentucky(5/19/2021)
RR
Louisiana(5/19/2021)
RR
Maine(5/20/2021)
RR
Maryland(4/19/2021)
IAR
Maryland(3/31/2025)
RR
Massachusetts(5/19/2021)
RR
Michigan(5/21/2021)
RR
Minnesota(5/19/2021)
RR
Mississippi(5/19/2021)
RR
Missouri(5/19/2021)
RR
Montana(5/19/2021)
RR
Nebraska(5/25/2021)
RR
Nevada(5/25/2021)
RR
New Hampshire(5/19/2021)
RR
New Jersey(5/19/2021)
RR
New Mexico(5/19/2021)
RR
New York(6/10/2021)
RR
North Carolina(5/19/2021)
RR
North Dakota(5/24/2021)
RR
Ohio(5/19/2021)
RR
Oklahoma(5/19/2021)
RR
Oregon(5/28/2021)
RR
Pennsylvania(5/19/2021)
RR
Puerto Rico(5/20/2021)
RR
Rhode Island(5/24/2021)
RR
South Carolina(5/25/2021)
RR
South Dakota(6/22/2021)
RR
Tennessee(5/19/2021)
RR
Texas(5/19/2021)
IAR
Texas(3/31/2025)
RR
Utah(5/19/2021)
RR
Vermont(5/19/2021)
RR
Virginia(5/27/2021)
RR
Washington(5/18/2021)
RR
West Virginia(5/21/2021)
RR
Wisconsin(5/18/2021)
RR
Wyoming(5/21/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/23/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
