WW
William R. Wurm
BEECH HILL ADVISORS,
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 2354992
WW
Professional summary
William Robert Wurm, who also goes by Bill Wurm, Will Wurm, William Wurm, is a registered financial advisor currently at BEECH HILL ADVISORS, INC located in New York, New York and BEECH HILL SECURITIES, INC. located in New York, New York.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. William has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Wurm | Will Wurm | William Wurm
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BEECH HILL ADVISORS, INC. - PARTNER, SHAREHOLDER & REGISTERED INVESTMENT ADVISOR. BEECH HILL FINANCIAL, LLC; INVESTMENT RELATED; 880 THIRD AVE, NY, NY 10022; INSURANCE RELATED; PARTNER AND LLC MEMBER; JUNE 2021; 4 HOURS/MONTH DURING SECURITIES TRADING HOURS; ASSIST IN OPERATING LL AND INDENTIFYING OPPORTUNITIES.
CRS (Client Relationship Summary) - RIA
Click below to view William Robert Wurm's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 19, 2005 - Present
BEECH HILL ADVISORS, INC
Office #1: 880 Third Avenue, New York, NY 10022RIA
CRD#: 110457
NEW YORK, NY
Current
March 5, 2001 - Present
BEECH HILL SECURITIES, INC.
Office #1: 880 Third Avenue 16th Floor, New York, NY 10022BD
CRD#: 24771
New York, NY
Past
July 8, 1993 - October 7, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BH
BEECH HILL ADVISORS, INC
BEECH HILL ADVISORS, INC | CANTOR, WEISS & WURM ASSET MANAGEMENT CO., INC. | CANTOR & WEISS ASSET MANAGEMENT CO., INC.
CRD#: 110457 / SEC#: 801-31503
RIA
Registered Investment Advisory firm - (4/1/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/24/2006)
RR
California(3/5/2001)
IAR
California(10/6/2009)
RR
Connecticut(11/24/2006)
IAR
Connecticut(4/21/2010)
RR
District of Columbia(9/29/2021)
RR
Florida(3/12/2001)
IAR
Florida(12/1/2009)
RR
Georgia(2/21/2008)
RR
Hawaii(8/1/2025)
RR
Illinois(6/12/2024)
RR
Kansas(11/13/2012)
RR
Louisiana(11/24/2006)
IAR
Louisiana(11/25/2013)
RR
Maine(4/15/2021)
RR
Maryland(9/25/2024)
RR
Massachusetts(4/26/2005)
IAR
Massachusetts(11/25/2013)
RR
Montana(8/8/2025)
RR
Nevada(4/15/2021)
RR
New Hampshire(8/4/2021)
IAR
New Hampshire(8/17/2022)
RR
New Jersey(8/31/2006)
IAR
New Jersey(10/7/2009)
RR
New York(3/5/2001)
IAR
New York(8/17/2022)
RR
North Carolina(12/1/2009)
RR
Ohio(1/28/2008)
RR
Oregon(10/5/2009)
RR
Pennsylvania(4/6/2018)
RR
Rhode Island(11/18/2009)
RR
South Carolina(10/24/2016)
RR
Tennessee(12/9/2020)
RR
Texas(6/23/2003)
IAR
Texas(5/19/2005)
RR
Utah(10/24/2016)
RR
Vermont(11/24/2006)
IAR
Vermont(10/13/2009)
RR
Virginia(11/21/2013)
RR
Washington(11/19/2013)
RR
West Virginia(1/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/26/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BH
BEECH HILL ADVISORS, INC
BEECH HILL ADVISORS, INC | CANTOR, WEISS & WURM ASSET MANAGEMENT CO., INC. | CANTOR & WEISS ASSET MANAGEMENT CO., INC.
CRD#: 110457 / SEC#: 801-31503
RIA
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Contact information
Main Address
880 Third Ave 16th Floor, New York, NY 10022
Mailing Address
Phone number
(212) 350-7250
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 559 |
| AUM (Assets Under Management) | $ 358,565,215 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
