Matthew T. Adams
CETERA INVESTMENT ADVISERS LLC
BEND, OR, USA, 97, OR 97702
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CRD#: 2354504
Professional summary
Matthew Taylor Adams, CFP®, ChFC®, CLU®, who also goes by Matt Adams, Matthew Adams, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bend, Or, Usa, 97, Oregon and CETERA WEALTH SERVICES, LLC located in Bend, Oregon.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Matthew has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matt Adams | Matthew Adams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) OREGON DENTAL CPAS POSITION: FINANCIAL ADVISOR NATURE: CPA & CONSULTING SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 03/20/2014 ADDRESS: Eugene OR 97401, United States DESCRIPTION: Financial Advisor 2) DBA OF JONES & ROTH, LLC POSITION: OWNER/DIRECTOR NATURE: Deliver the same service and products as we currently do with all wealth management clients. This is a DBA to market to a specific group of prospective clients; Dentists. INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 04/03/2014 ADDRESS: Eugene OR 97401, United States DESCRIPTION: DELIVER THE SAME SERVICE AND PRODUCTS AS WE CURRENTLY DO WITH ALL WEALTH DBA TO MARKET TO A SPECIFIC GROUP OF PROSPECTIVE CLIENTS; DENTISTS;FINANCIAL ADVISOR; 4/3/2014; HOURS/MO-8; TRADING HOURS-1;I AM ONE OF TWO FINANCIAL ADVISORS WORKING WITH THE NICHE GROUP TO SUPPORT MARKETING AND SERVICE NEEDS FOR WEALTH MANAGEMENT OPPORTUNITIES 3) JONES & ROTH FINANCIAL ADVISORS, LLC POSITION: OWNER /DIRECTOR NATURE: SERVICE COMPANY TO JONES & ROTH CPA WEALTH MANAGEMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 01/01/2015 ADDRESS: , Eugene OR 97401, United States DESCRIPTION: BMS Financial Advisor 4) PLATO'S CLOSET FRANCHISE POSITION: Owner with wife NATURE: Clothing re-sale. Targeting teens and young adults. Operate under a franchise agreement with Winmark Corporation as a Plato's Closet INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2025 ADDRESS: 3317 Southview Dr, Eugene OR 97405, United States DESCRIPTION: My wife will be the operator of the store. I am on the agreement because they require both spouses.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Taylor Adams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 300 Sw Columbia Street Suite 201, Bend, Or, Usa 97, OR, 97702Office #2: 260 Country Club Rd. Ste 100, Eugene, OR 97401RIA
CRD#: 105644
BEND, OR, USA, 97, OR
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 300 Sw Columbia Street Suite 201, Bend, OR 97702Office #2: 260 Country Club Rd. Ste 100, Eugene, OR 97401BD
CRD#: 13572
BEND, OR
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Eugene, OR
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
BEND, OR
Past
May 16, 2012 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
Eugene, OR
Past
October 14, 2009 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
Eugene, OR
Past
June 9, 2009 - September 21, 2009
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
SAN DIEGO, CA
Past
July 17, 2006 - May 22, 2009
USA WEALTH MANAGEMENT LLC
RIA
CRD#: 122082
GRAND RAPIDS, MI
Past
January 19, 2006 - May 22, 2009
USA ADVANCED PLANNERS INC.
BD
CRD#: 131282
SAN DIEGO, CA
Past
February 23, 2005 - December 31, 2005
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
SAN DIEGO, CA
Past
February 23, 2005 - December 31, 2005
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Past
February 26, 2004 - February 17, 2005
CAPITAL RESOURCE MANAGEMENT, INC.
RIA
CRD#: 124652
ESCONDIDO, CA
Past
November 26, 2003 - January 27, 2005
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
December 12, 2000 - December 17, 2003
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SAN DIEGO, CA
Past
April 14, 1999 - December 20, 2000
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
LOS ANGELES, CA
Past
September 13, 1993 - January 30, 1997
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Connecticut(9/18/2025)
RR
Florida(9/18/2025)
RR
Hawaii(9/18/2025)
RR
Idaho(9/5/2025)
RR
Illinois(9/5/2025)
RR
Indiana(9/5/2025)
RR
Maine(9/5/2025)
RR
Missouri(9/18/2025)
RR
Montana(9/5/2025)
RR
Nevada(9/5/2025)
RR
New York(9/18/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/19/2025)
RR
Oklahoma(9/5/2025)
RR
Oregon(9/5/2025)
IAR
Oregon(9/5/2025)
RR
Tennessee(9/18/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Utah(9/5/2025)
RR
Washington(9/5/2025)
RR
Wisconsin(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Bend, Or, Usa 97, OR, 97702TRUST BUT VERIFY
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