MM
Michael P. Mccall
WEDBUSH SECURITIES
Radnor, PA 19087
Some features on this profile are disabled
CRD#: 2354208
MM
Professional summary
Michael Patrick Mccall, who also goes by Mike Mccall, is a registered financial advisor currently at WEDBUSH SECURITIES INC. located in Radnor, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Mccall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)OWNER/LANDLORD OF WILMINGTON, DE PROPERTY (2) 1408 N. KING STREET, WILMINGTON, DE ADDRESS: WAYNE, PA NATURE OF THE BUSINESS: PERSONAL/PRIVATE INVESTMENT POSITION/TITLE: PARTNER INVESTMENT RELATED:YES START DATE: 05/13/2013 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 0 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: OWNER AND LANDLORD 3)McCall-Connelly Group of Wedbush Securities, Radnor, PA, Marketing Name, Investment Related - Financial Advisory Business, Start Date 8/20/05, 40 Hours Devoted Per Week, 40 Hours Devoted During Securities Trading Hours.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Mccall's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Patrick Mccall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 7, 2024 - Present
WEDBUSH SECURITIES INC.
Office #1: 150 Radnor Chester Rd Ste E155, Radnor, PA 19087RIA
BD
CRD#: 877
Radnor, PA
Current
November 7, 2024 - Present
WEDBUSH SECURITIES INC.
Office #1: 150 Radnor Chester Rd Ste E155, Radnor, PA 19087RIA
BD
CRD#: 877
Radnor, PA
Past
July 29, 2022 - December 3, 2024
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
Bryn Mawr,, PA
Past
May 31, 2019 - December 31, 2022
B. RILEY WEALTH MANAGEMENT
RIA
CRD#: 2543
Bryn Mawr, PA
Past
May 31, 2019 - December 3, 2024
B. RILEY WEALTH MANAGEMENT
BD
CRD#: 2543
Bryn Mawr, PA
Past
April 2, 2014 - June 4, 2019
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
CENTER VALLEY, PA
Past
April 13, 2012 - June 4, 2019
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
CENTER VALLEY, PA
Past
March 19, 2009 - May 10, 2012
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
WAYNE, PA
Past
March 13, 2009 - May 10, 2012
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
WAYNE, PA
Past
July 2, 2004 - March 13, 2009
FERRIS, BAKER WATTS, LLC
BD
CRD#: 285
WAYNE, PA
Past
November 26, 1997 - July 20, 2004
ADVEST, INC.
BD
CRD#: 10
HARTFORD, CT
Past
August 18, 1995 - December 10, 1997
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
July 31, 1993 - August 29, 1995
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
June 16, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WEDBUSH SECURITIES INC.
WEDBUSH MORGAN SECURITIES INC. | WEDBUSH, NOBLE, COOKE, INC | WEDBUSH SECURITIES, INC. | WEDBUSH SECURITIES INC. | WEDBUSH PACGROW
CRD#: 877 / SEC#: 801-6358, 8-12987
RIA
Registered Investment Advisory firm - SEC (2/27/1970 Approved)California
Registered Investment Advisory firm - SEC (8/28/2006 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/4/2024)
RR
Arizona(11/7/2024)
RR
California(11/7/2024)
RR
Colorado(11/7/2024)
RR
Connecticut(11/7/2024)
RR
Delaware(11/14/2024)
RR
District of Columbia(11/7/2024)
RR
Florida(11/7/2024)
RR
Georgia(11/8/2024)
RR
Illinois(11/15/2024)
RR
Indiana(11/12/2024)
RR
Kentucky(11/7/2024)
RR
Louisiana(11/7/2024)
RR
Maine(11/7/2024)
RR
Maryland(11/7/2024)
RR
Massachusetts(11/8/2024)
RR
Nevada(11/8/2024)
RR
New Hampshire(11/7/2024)
RR
New Jersey(11/7/2024)
RR
New York(11/7/2024)
RR
North Carolina(12/4/2024)
RR
Ohio(11/7/2024)
RR
Pennsylvania(11/7/2024)
IAR
Pennsylvania(11/7/2024)
RR
Rhode Island(12/4/2024)
RR
South Carolina(11/7/2024)
RR
Tennessee(11/7/2024)
RR
Texas(11/7/2024)
RR
Vermont(11/7/2024)
RR
Virginia(11/7/2024)
RR
Washington(11/7/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
WEDBUSH SECURITIES INC.
WEDBUSH MORGAN SECURITIES INC. | WEDBUSH, NOBLE, COOKE, INC | WEDBUSH SECURITIES, INC. | WEDBUSH SECURITIES INC. | WEDBUSH PACGROW
CRD#: 877 / SEC#: 801-6358, 8-12987
RIA
Registered Investment Advisory firm - SEC (2/27/1970 Approved)California
Registered Investment Advisory firm - SEC (8/28/2006 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
225 S. Lake Ave Penthouse 225 S. Lake Ave Penthouse, Pasadena, CA 91101
Mailing Address
225 S. Lake Ave Penthouse Attn: Compliance, Pasadena, CA 91101
Phone number
(213) 688-8000
Established
California since 07/08/1966
Firm type
Corporation
Fiscal year end
June
Firm Size
Large
# of Employees
897
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEDBUSH FINANCIAL SERVICES, LLC | OWNER | |
| BILLINGS, DANIEL ERIC | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR | 4568232 |
| BLAND, GEOFFREY CONOR | DIRECTOR | 7358773 |
| DEMPSEY, FRANCIS BURKE | EXECUTIVE VICE PRESIDENT | 2428325 |
| DRUCH, ANDREW WALTER | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | 1688071 |
| FITZSIMMONS, ROBERT GERARD | EXECUTIVE VICE PRESIDENT | 1878661 |
| FRAUNCES, KIRSTEN CAMPBELL | EXECUTIVE VICE PRESIDENT | 2933930 |
| HULTGREN, DONALD WAYNE | EXECUTIVE CHAIR, DIRECTOR | 1475369 |
| MONE, CHRISTOPHER MICHAEL | EXECUTIVE VICE PRESIDENT | 2401952 |
| PARRODE, RODRIGO NMN | EVP, CHIEF OPERATING OFFICER | 4905345 |
| PASET, ROBERT EDWARD | EXECUTIVE VICE PRESIDENT | 1055902 |
| PRESTON, ERIN KATHLEEN | CHIEF COMPLIANCE OFFICER | 5314250 |
| WEDBUSH, GARY LANCE | PRESIDENT, DIRECTOR | 2234455 |
Regulatory assets under management
| Total Number of Accounts | 10,048 |
| AUM (Assets Under Management) | $ 5,684,848,455 |
Disclosures
| Regulatory Event | 147 |
| Civil Event | 3 |
| Arbitration | 60 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 04/26/2024 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
