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RB

Randy S. Beller

TRADEZERO AMERICA
Brooklyn, NY 11232
Some features on this profile are disabled
CRD#: 2354167
RB

Professional summary

Randy Scott Beller, who also goes by Randy Scott Beller, Randy S Beller, is a registered financial professional currently at TRADEZERO AMERICA, INC. located in Brooklyn, New York.

Randy is registered as a RR (Registered Representative) and started their career in finance in 1994. Randy has worked at 6 firms and has passed the Series 66, Series 57TO, SIE, Series 55, Series 7, Series 7A and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Randy Scott Beller | Randy S Beller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Randy Scott Beller's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 4, 2019 - Present

TRADEZERO AMERICA, INC.

Office #1: 67 35th Street Suite B450, Brooklyn, NY 11232
BD
CRD#: 282940
Brooklyn, NY
Past

January 11, 2018 - April 11, 2018

DAVID LERNER ASSOCIATES, INC.

BD
CRD#: 5397
SYOSSET, NY
Past

September 3, 2015 - November 1, 2016

ROTHSCHILD LIEBERMAN LLC

BD
CRD#: 10030
Syosset, NY
Past

July 11, 2014 - April 30, 2015

ROTHSCHILD LIEBERMAN LLC

BD
CRD#: 10030
New York, NY
Past

April 27, 2009 - June 30, 2014

RAVEN SECURITIES CORP.

BD
CRD#: 35201
NEW YORK, NY
Past

February 5, 2008 - May 20, 2009

MND PARTNERS, INC.

BD
CRD#: 131833
NEW YORK, NY
Past

January 3, 1994 - February 27, 2008

BELLER SECURITIES CORP.

BD
CRD#: 34114
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/14/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 4/11/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 4/16/2015
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 1/23/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 7A
Date: 12/12/2007
Floor Broker Representative Exam
Principal/Supervisory Exam
RR
Series 24
Date: 9/24/2019
General Securities Principal Examination
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC

Current Firm

TA
TRADEZERO AMERICA, INC.
DIVY EQUITIES, INC. | TRADEZERO AMERICA, INC.

CRD#: 282940 / SEC#: , 8-69736

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
67 35th Street Suite B450, Brooklyn, NY 11232
Mailing Address
67 35th Street Suite B450, Brooklyn, NY 11232
Phone number
(718) 709-4925
Established
Delaware since 09/02/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TRADEZERO USA INCSHAREHOLDER
CALLEJAS, KHRISPRINCIPAL FINANCIAL OFFICER6062989
CALLEJAS, KHRISFINOP6062989
CURET, JEFFREY HOWARDREGISTERED OPTION PRINCIPAL / CHIEF OPERATIONS OFFICER4711190
HAUPT, MICHAEL SCEO2865821
NACCARELLI, ANTONY CARMINECHIEF COMPLIANCE OFFICER1412706
ORTEGON, MARY ANNETTEMARKETING REGISTERED OPTIONS PRINCIPAL1297351

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRADEZERO AMERICA, INC.

CRD#: 282940Brooklyn, NY 11232

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