Elliot J. Gladowsky
Professional summary
Elliot Jay Gladowsky is a registered financial professional currently at THE GLADOWSKY GROUP located in Smithtown, New York.
Elliot is registered as a RR (Registered Representative) and started their career in finance in 1993. Elliot has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elliot Jay Gladowsky's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 22, 1998 - Present
THE GLADOWSKY GROUP
Office #1: 18 Manor Road, Smithtown, NY 11787Office #2: 18 Manor Road, Smithtown, NY 11787November 18, 1994 - January 8, 1999
UBS FINANCIAL SERVICES INC.
June 18, 1993 - November 30, 1994
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
THE GLADOWSKY GROUP
CRD#: 45287 / SEC#: 801-55802, 8-51017
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/19/2015)
(6/4/1999)
(3/5/1999)
(12/24/1998)
(1/5/1999)
(4/22/1999)
(1/12/1999)
(1/27/1999)
(1/25/1999)
(1/8/1999)
(5/21/1999)
(5/13/1999)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
THE GLADOWSKY GROUP
CRD#: 45287 / SEC#: 801-55802, 8-51017
Contact information
SEC notice filing (4 States and Territories)
FINRA licenses (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,001 |
| AUM (Assets Under Management) | $ 180,481,087 |
Disclosures
| Arbitration | 1 |
Red Flags
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