Elliot Jay Gladowsky
Professional Summary
Elliot Jay Gladowsky is a registered financial advisor currently at THE GLADOWSKY GROUP located in Smithtown, New York. Elliot is registered as a RR (Registered Representative) and started their career in finance in 1993. Elliot has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
GLADOWSKY CAPITAL MANAGEMENT CORP | THE GLADOWSKY GROUP | GLADOWSKY CAPITAL MANAGEMENT CORP.
Contact Information
Main Address
18 Manor Road, Smithtown, NY 11787Mailing Address
18 Manor Road, Smithtown, NY 11787Phone Number
(631) 360-7200Established
New York since 01/16/1997Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
4SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
FINRA licenses (13 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
1,030AUM (Assets Under Management)
$197,825,768Disclosures
Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
GLADOWSKY CAPITAL MANAGEMENT CORP | THE GLADOWSKY GROUP | GLADOWSKY CAPITAL MANAGEMENT CORP.
State Registrations and Notice Filings
(11/19/2015)
(6/4/1999)
(3/5/1999)
(12/24/1998)
(1/5/1999)
(4/22/1999)
(1/12/1999)
(1/27/1999)
(1/25/1999)
(1/8/1999)
(5/21/1999)
(5/13/1999)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Elliot Jay Gladowsky's CRS (Customer Relationship Summary).
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