George B. Kelly
Professional summary
George Brian Kelly is a registered financial professional currently at SECURITY DISTRIBUTORS located in Topeka, Kansas.
George is registered as a RR (Registered Representative) and started their career in finance in 1993. George has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George Brian Kelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2004 - Present
SECURITY DISTRIBUTORS
Office #1: One Security Benefit Place, Topeka, KS 66636-0001September 11, 1998 - June 11, 2004
HIMCO DISTRIBUTION SERVICES COMPANY
December 18, 1996 - January 29, 1998
CHASE INVESTMENT SERVICES CORP.
July 23, 1996 - December 20, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 23, 1996 - December 20, 1996
SIGNATOR INVESTORS, INC.
February 26, 1996 - June 14, 1996
CONSECO SECURITIES, INC.
December 16, 1994 - February 27, 1996
GUARDIAN INVESTOR SERVICES LLC
November 8, 1993 - November 23, 1994
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/2/2006)
(10/31/2017)
(12/20/2024)
(10/31/2017)
(7/20/2004)
Exams
FINRA
Current Firm
SECURITY DISTRIBUTORS
CRD#: 3336 / SEC#: , 8-10781
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITY BENEFIT LIFE INSURANCE COMPANY | MEMBER | |
| AULETA, KURT EUGENE | SENIOR VICE PRESIDENT, SALES MANAGER WEST | 2463399 |
| BISHOP, COLIN WILLIAM | CFO, TREASURER & FINOP | 7787724 |
| BYRNES, DAVID GERARD | PRESIDENT & HEAD OF DISTRIBUTION | 1318905 |
| CARR, MARK JOSEPH | ASSISTANT VICE PRESIDENT | 2833346 |
| GARHART, GREGORY CHRISTOPHER | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & AML COMPLIANCE OFFICER | 5118892 |
| HILL, CARMEN RENEE | VICE PRESIDENT & ASSISTANT SECRETARY | 2646887 |
| JACQUINOT, JUSTIN ABER | SENIOR VICE PRESIDENT, DIRECT RELATIONSHIPS | 4437252 |
| KILEY, JAMES J | SENIOR VICE PRESIDENT, EDUCATION MARKET & AFFILIATES | 1278905 |
| LACEY, SUSAN JANELLE | ASSISTANT TREASURER | 4930469 |
| MAGHINI, MICHAEL THOMAS | SENIOR VICE PRESIDENT, NATIONAL ACCOUNTS | 1239692 |
| REIDY, MICHAEL KEVIN | SENIOR VICE PRESIDENT | 1323936 |
| ROCHA, MATTHEW VINCENT | SENIOR VICE PRESIDENT, SALES MANAGER EAST | 5207062 |
| TALLEN, AARON MARSHAL | SECOND VICE PRESIDENT, HEAD OF DISTRIBUTION OPERATIONS & 401K DEFINED CONTRIBUTIONS | 4455856 |
| WILEY, DONALD ANDREW | VICE PRESIDENT | 1132196 |
| YOUNG, LISA MICHELLE | ASSISTANT TREASURER | 2596425 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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