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Charles Austin Myers

CRD# 2353275·Registered 1995 - 2019
Previously Registered: Being a previously registered professional could mean that Charles is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Charles Austin Myers was a registered financial advisor. Charles was a previously registered financial professional and started their career in finance 1995 - 2019. Charles had worked at 9 firms and has passed the Series 63, SIE, Series 17 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

FARVAHAR CAPITAL LLC·CRD# 281901
BD
Palm Beach, FL
July 22, 2019 - December 6, 2019
EVERCORE GROUP L.L.C.·CRD# 42405
BD
New York, NY
December 17, 2015 - September 25, 2017
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC·CRD# 28195
BD
New York, NY
October 31, 2014 - December 31, 2015
EVERCORE GROUP L.L.C.·CRD# 42405
BD
New York, NY
December 18, 2009 - November 18, 2014
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC·CRD# 10485
BD
New York, NY
October 21, 2004 - December 1, 2009
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
August 17, 2000 - September 28, 2004
BBVA SECURITIES INC.·CRD# 27060
BD
New York, NY
July 9, 1999 - July 31, 2000
ABN AMRO INCORPORATED·CRD# 15776
BD
Stamford, CT
September 9, 1998 - May 13, 1999
CASPIAN SECURITIES INCORPORATED·CRD# 38878
BD
New York, NY
December 15, 1995 - July 13, 1998
ING BARING (U.S.) SECURITIES, INC.·CRD# 5285
BD
New York, NY
March 15, 1995 - July 13, 1995

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Current Firm

FC
FARVAHAR CAPITAL LLC

CLARITYSPRING SECURITIES LLC | FARVAHAR CAPITAL LLC

CRD#: 281901 / SEC#: 8-69692
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

324 Royal Palm Way #300, Palm Beach, FL 33480

Mailing Address

324 Royal Palm Way #300, Palm Beach, FL 33480

Phone Number

(561) 805-3588

Established

Delaware since 08/11/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
OMEED MALIK ADVISORS LLC100% OWNER—
MALIK, OMEEDCHIEF EXECUTIVE OFFICER/POO5845978
OBRIEN-ADERHOLDT, MAUREENCCO4182378
VALENTINE, LEONARD JOSEPHFINOP & CFP8206131

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2017About the SIE exam

Series 17 — Limited Registered Representative Examination

Passed Feb 1994

Series 24 — General Securities Principal Examination

Passed Feb 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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