Kimball R. Doxey
Professional summary
Kimball Roy Doxey is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Kimball is registered as a RR (Registered Representative) and started their career in finance in 1993. Kimball has worked at 6 firms and has passed the Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kimball Roy Doxey's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901July 1, 2020 - April 26, 2023
DFPG INVESTMENTS, LLC
June 10, 2019 - June 30, 2020
KMS FINANCIAL SERVICES, INC.
December 9, 2003 - June 19, 2019
FIRST WESTERN ADVISORS
July 18, 1996 - December 9, 2003
METROPOLITAN INVESTMENT SECURITIES, INC.
August 17, 1993 - July 10, 1996
CADARET, GRANT & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/26/2023)
(4/27/2023)
(4/26/2023)
(4/26/2023)
(4/26/2023)
(4/26/2023)
(4/28/2023)
Exams
Series 62
Date: 8/30/1996
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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