Dennis N. Houlihan
Professional summary
Dennis Neil Houlihan, CFP® is a registered financial advisor currently at HOULIHAN ASSET MANAGEMENT LLC located in Fort Wayne, Indiana.
Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Dennis has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 4 and Series 24 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dennis Neil Houlihan's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1996
Experience
October 20, 2005 - Present
HOULIHAN ASSET MANAGEMENT LLC
Office #1: 421 East Cook Road, Fort Wayne, IN 46825January 27, 1999 - October 16, 2001
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
January 14, 1997 - February 11, 1999
UBS FINANCIAL SERVICES INC.
April 6, 1995 - December 31, 1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 6, 1995 - December 31, 1996
OSAIC FA, INC.
August 30, 1993 - January 15, 1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 30, 1993 - January 15, 1994
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/20/2005)
Exams
Current Firm
HOULIHAN ASSET MANAGEMENT LLC
CRD#: 121586 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 90 |
| AUM (Assets Under Management) | $ 44,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
