Richard P. Lang
Professional summary
Richard Patrick Lang is a registered financial professional currently at ACS EXECUTION SERVICES, LLC located in Red Bank, New Jersey.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1993. Richard has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Patrick Lang's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 27, 2016 - Present
ACS EXECUTION SERVICES, LLC
Office #1: 12 Broad Street 2nd Floor, Red Bank, NJ 07701January 5, 2016 - July 13, 2020
WALL STREET ACCESS
November 1, 2013 - February 5, 2016
ESSEX RADEZ LLC
April 29, 2011 - February 5, 2016
COMHAR CAPITAL MARKETS, LLC
January 21, 2010 - January 28, 2011
CANTOR FITZGERALD & CO.
November 1, 2004 - August 25, 2009
DEUTSCHE BANK SECURITIES INC.
May 9, 1996 - May 22, 2001
CREDIT SUISSE SECURITIES (USA) LLC
September 15, 1993 - February 22, 1995
CITIGROUP GLOBAL MARKETS INC.
May 21, 1993 - April 30, 1996
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/27/2016)
(12/27/2016)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
ACS EXECUTION SERVICES, LLC
CRD#: 17972 / SEC#: , 8-36005
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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