Richard Patrick Lang
Professional Summary
Richard Patrick Lang is a registered financial advisor currently at ACS EXECUTION SERVICES, LLC located in Red Bank, New Jersey. Richard is registered as a RR (Registered Representative) and started their career in finance in 1993. Richard has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
ACS EXECUTION SERVICES, LLC | SOLOWEY & CO.
Contact Information
Main Address
12 Broad Street 2nd Floor, Red Bank, NJ 07701Mailing Address
12 Broad Street 2nd Floor, Red Bank, NJ 07701Phone Number
(732) 204-8999Established
Delaware since 11/13/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/27/2016)
(12/27/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Richard Patrick Lang's CRS (Customer Relationship Summary).
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