KA
Kirk D. Allison
TRUSTMONT ADVISORY GROUP
NEWPORT, PA 17074
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CRD#: 2352356
KA
Professional summary
Kirk Dumond Allison is a registered financial advisor currently at TRUSTMONT ADVISORY GROUP, INC. located in Newport, Pennsylvania and TRUSTMONT FINANCIAL GROUP, INC. located in Newport, Pennsylvania.
Kirk is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Kirk has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA AFS WEALTH MANAGEMENT, 38 RED HILL COURT, NEWPORT, PA 17074. INSURANCE AGENT ENGAGING IN THE SALE OF ACCIDENT/ HEALTH, MEDICARE, LONG TERM CARE, DISABILITY, LIFE INSURANCE AND FIXED ANNUITIES THRU MUTIPLE INSURANCE COMPANIES. 40 HPW . INVESTMENT AND INSURANCE SALES AND SERVICE. FARMING, 230 CHRUCH ROAD, SHERMANS DALE, PA 17090. START DATE 12/2015. WEEKENDS ONLY, 0 HPM DURING SECURITIES TRADING HOURS. NON INVESTMENT RELATED. VOLUNTEER ON THE BOARD OF DIRECTORS FOR THE BLOOMFIELD CEMETERY ASSOC., NEW BLOOMFIELD, PA 17068. 1 HPM NOT DURING SECURITIES TRADING HOURS. VOLUNTEER ON THE BOARD OF DIRECTORS FOR THE LAKE HERON CONSERVANCY,171 BARNER RD, LIVERPOOL, PA 17045. 1 HPM, DUTIES INCLUDE ASSISTING WITH DECISION MAKING FOR THE FUTURE OF THE CONSERVANCY. THIS IS A VOLUNTEER POSITION TO HELP THE CHURCH CAMP GROW.
CRS (Client Relationship Summary) - RIA
Click below to view Kirk Dumond Allison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 2007 - Present
TRUSTMONT ADVISORY GROUP, INC.
Office #1: 38 Red Hill Court, Newport, PA 17074RIA
CRD#: 106015
NEWPORT, PA
Current
January 3, 2007 - Present
TRUSTMONT FINANCIAL GROUP, INC.
Office #1: 38 Red Hill Court, Newport, PA 17074BD
CRD#: 18312
Newport, PA
Past
April 6, 2006 - December 31, 2006
OLDE ECONOMIE FINANCIAL CONSULTANTS, LTD.
BD
CRD#: 21304
BADEN, PA
Past
January 1, 2004 - April 25, 2006
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
January 29, 1998 - January 1, 2004
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
August 30, 1993 - January 6, 1997
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
August 30, 1993 - January 6, 1997
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUSTMONT ADVISORY GROUP, INC.
APPELMAN FINANCIAL | TRUSTMONT FINANCIAL GROUP, INC. | TRUSTMONT ADVISORY GROUP, INC. | TRUSTMARK ADVISORY GROUP, INC. | PWR PLANNERS | PRAXIS CAPITAL | HORIZON FINANCIAL ADVISORS | HELMICK & COMPANY WEALTH ADVISORS, LLC | CHAPEL HILL CAPITAL MANAGEMENT INC
CRD#: 106015 / SEC#: 801-30694
RIA
Registered Investment Advisory firm - (11/27/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(10/6/2010)
RR
Florida(1/2/2020)
RR
Indiana(8/6/2008)
RR
North Carolina(9/12/2024)
RR
Pennsylvania(1/3/2007)
IAR
Pennsylvania(1/22/2007)
RR
Virginia(1/2/2013)
RR
Washington(1/30/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUSTMONT ADVISORY GROUP, INC.
APPELMAN FINANCIAL | TRUSTMONT FINANCIAL GROUP, INC. | TRUSTMONT ADVISORY GROUP, INC. | TRUSTMARK ADVISORY GROUP, INC. | PWR PLANNERS | PRAXIS CAPITAL | HORIZON FINANCIAL ADVISORS | HELMICK & COMPANY WEALTH ADVISORS, LLC | CHAPEL HILL CAPITAL MANAGEMENT INC
CRD#: 106015 / SEC#: 801-30694
RIA
Registered Investment Advisory firm - (11/27/1987 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601
Mailing Address
Phone number
(724) 468-5665
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,387 |
| AUM (Assets Under Management) | $ 1,126,006,619 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
