Mark A. Davis

DAVIS-ROSS INVESTMENT ADVISERS

COLUMBUS, OH 43215

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CRD#: 2352208

Professional summary

Mark Allen Davis is a registered financial advisor currently at DAVIS-ROSS INVESTMENT ADVISERS, LLC located in Columbus, Ohio.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Mark has worked at 2 firms and has passed the Series 63, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Allen Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 15, 2002 - Present

DAVIS-ROSS INVESTMENT ADVISERS, LLC

Office #1: 330 West Spring Street Suite 210, Columbus, OH 43215

RIA

CRD#: 117751

COLUMBUS, OH

Past

May 21, 1993 - October 24, 2001

DIAMOND HILL SECURITIES, INC.

CRD#: 28240

COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(4/15/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/1/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/20/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 5/22/1995

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 10/12/1993

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/22/1993

General Securities Principal Examination

Current Firm

DAVIS-ROSS INVESTMENT ADVISERS, LLC

DAVIS, ROSS, HOCKMAN INVESTMENT ADVISERS, LLC | UNITED INVESTMENT ADVISERS, LLC | DAVIS-ROSS INVESTMENT ADVISERS, LLC | DAVIS, ROSS, MCGEE & MCCAULEY INVESTMENT ADVISERS, LLC

CRD#: 117751 / SEC#: 801-61000

RIA

Registered Investment Advisory firm - (8/15/2012 Terminated)

Ohio

Registered Investment Advisory firm - (4/3/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

6215 Northgate Rd. Apt. C, Columbus, OH 43229

Mailing Address

Phone number

(614) 377-1703

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 72,127

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark A. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Allen Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAVIS-ROSS INVESTMENT ADVISERS, LLC

DIAMOND HILL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/1/1995

Series 7

Date: 5/20/1993

Series 4

Date: 5/22/1995

Series 53

Date: 10/12/1993

Series 24

Date: 9/22/1993

Current Firm

DAVIS-ROSS INVESTMENT ADVISERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DAVIS-ROSS INVESTMENT ADVISERS, LLC

TRUST BUT VERIFY

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