George I. Torrella
Professional summary
George Isidor Torrella, who also goes by George Isidor Torella, George I Torrella, is a registered financial professional currently at ADP BROKER-DEALER, INC. located in Allentown, Pennsylvania.
George is registered as a RR (Registered Representative) and started their career in finance in 1993. George has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George Isidor Torrella's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2010 - Present
ADP BROKER-DEALER, INC.
Office #1: 740 Hamilton Blvd., Allentown, PA 18101July 14, 2008 - May 14, 2009
HIMCO DISTRIBUTION SERVICES COMPANY
September 16, 2005 - July 14, 2008
ALLSTATE FINANCIAL SERVICES, LLC
July 1, 2004 - September 13, 2005
LEGG MASON WOOD WALKER, INCORPORATED
November 13, 2003 - July 7, 2004
THE O.N. EQUITY SALES COMPANY
November 14, 2002 - August 6, 2003
USI SECURITIES, INC.
November 19, 2001 - September 12, 2002
PRINCIPAL SECURITIES, INC.
September 4, 1999 - April 3, 2000
USI SECURITIES, INC.
October 4, 1995 - April 15, 1999
ADP BROKER-DEALER, INC.
January 6, 1995 - October 5, 1995
NATHAN & LEWIS SECURITIES, INC.
May 26, 1993 - April 19, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 26, 1993 - April 19, 1994
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/2012)
(7/10/2012)
(3/10/2011)
(7/10/2012)
(11/16/2010)
(7/10/2012)
(7/16/2012)
(7/10/2012)
(7/16/2012)
(10/19/2011)
(7/9/2012)
(2/23/2016)
(7/10/2012)
(7/9/2012)
(7/9/2012)
(7/9/2012)
(7/10/2012)
(7/10/2012)
(7/10/2012)
(7/10/2012)
(7/10/2012)
(7/10/2012)
(1/6/2016)
(7/9/2012)
(1/7/2016)
(7/10/2012)
(7/10/2012)
(7/10/2012)
(1/15/2016)
(7/10/2012)
(7/10/2012)
(7/9/2012)
(7/10/2012)
(10/18/2011)
(7/9/2012)
(7/10/2012)
(7/10/2012)
(1/5/2016)
(8/18/2010)
(7/9/2012)
(10/19/2011)
(7/10/2012)
(7/10/2012)
(1/5/2016)
(7/10/2012)
(7/10/2012)
(4/10/2024)
(7/9/2012)
(10/18/2011)
(7/13/2012)
(7/9/2012)
(7/13/2012)
Exams
FINRA
Current Firm
ADP BROKER-DEALER, INC.
CRD#: 37693 / SEC#: , 8-47885
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADP ATLANTIC, LLC | SHAREHOLDER | |
| BARRENECHEA, PATRICIA MARGOT | FINOP | 1715189 |
| BLAKE, JAMES PATRICK | PRESIDENT, DIRECTOR | 3078844 |
| BOYLE, JAMES RICHARD | AML OFFICER | 3137180 |
| DOSPASSOS-KRIEG, KRISTIN ANNE | DIRECTOR | 3079254 |
| HANLEY, JUANITA DAVIDA | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5217439 |
| HODGES, JEFFRY AARON | DIRECTOR | 5865575 |
| HUREAU, MICHAEL RAY | DIRECTOR | 5990787 |
| MCCUE, TERRANCE | RISK MANAGEMENT OFFICER | 7259942 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ADP BROKER-DEALER, INC.
CRD#: 37693Allentown, PA 18101TRUST BUT VERIFY
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