Bernard Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Anderson was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 1993. Bernard had worked at 6 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2011 - July 18, 2012
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
August 25, 2011 - July 18, 2012
J.P. TURNER & COMPANY, L.L.C.
May 28, 2003 - August 23, 2011
KESTRA INVESTMENT SERVICES, LLC
June 30, 1999 - August 23, 2011
KESTRA INVESTMENT SERVICES, LLC
June 12, 1996 - June 30, 1999
SECURITIES AMERICA, INC.
June 1, 1995 - June 12, 1996
NYLIFE SECURITIES LLC
August 16, 1993 - May 16, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
CRD#: 124446 / SEC#: 801-67970
Contact information
Red Flags
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