Lara C. Hines
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lara Caroline Hines, who also goes by Lara Caroline Mongini, was a registered financial professional .
Lara is a previously registered financial professional and started their career in finance in 1993. Lara had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 1998 - December 31, 2024
LYNX INVESTMENT ADVISORY, LLC
September 1, 1993 - February 9, 1995
GILFORD SECURITIES INCORPORATED
Primary Firm SEC Registration
LYNX INVESTMENT ADVISORY, LLC
CRD#: 111814 / SEC#: 801-54969
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LYNX INVESTMENT ADVISORY, LLC
CRD#: 111814 / SEC#: 801-54969
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 244 |
| AUM (Assets Under Management) | $ 1,303,950,138 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
