CB
Craig M. Bruning
CETERA INVESTMENT ADVISERS LLC
SYLVANIA, OH 43560
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CRD#: 2351307
CB
Professional summary
Craig Michael Bruning is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sylvania, Ohio and CETERA WEALTH SERVICES, LLC located in Sylvania, Ohio.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Craig has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 07/1991 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: THE BOUNCEE THING LTD DBA BOUNCY THING INVESTMENT RELATED: NO ADDRESS: 7864 HONEYSUCKLE LN MAUMEE OH NATURE OF BUSINESS: INFLATABLE GAME RENTALS START DATE: 01/2010 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: GENERAL OVERSIGHT. CONPANY HAS A FULL TIME MANGER HANDLING ALL DAY TO DAY OPERATIONS 3. NAME OF OTHER BUSINESS: JAKE HOLMES INSURANCE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: HEALTH INSURANCE START DATE: 03/2022 POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: HEALTH INSURANCE AGENT 4. NAME OF OTHER BUSINESS: VANTAGE FINANCIAL GROUP-TOLEDO INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2022 POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: PROVIDE ADVISORY SERVICES AND INSURANCE SERVICES
CRS (Client Relationship Summary) - RIA
Click below to view Craig Michael Bruning's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5800 Monroe St Building A Ste 4, Sylvania, OH 43560RIA
CRD#: 105644
SYLVANIA, OH
Current
March 24, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5800 Monroe St Building A Ste 4, Sylvania, OH 43560BD
CRD#: 13572
Sylvania, OH
Past
March 25, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
March 16, 2020 - March 28, 2022
OSAIC WEALTH, INC.
RIA
CRD#: 23131
MAUMEE, OH
Past
March 16, 2020 - March 28, 2022
OSAIC WEALTH, INC.
BD
CRD#: 23131
MAUMEE, OH
Past
October 19, 2012 - March 23, 2020
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
TOLEDO, OH
Past
October 2, 2012 - March 23, 2020
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
TOLEDO, OH
Past
April 10, 2006 - October 4, 2012
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
TOLEDO, OH
Past
January 8, 2002 - November 2, 2006
WALNUT STREET ADVISERS INC
RIA
CRD#: 109903
TOLEDO, OH
Past
April 4, 2001 - October 4, 2012
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
TOLEDO, OH
Past
February 25, 1994 - May 17, 2001
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(3/24/2022)
RR
Michigan(3/24/2022)
RR
North Carolina(3/29/2022)
RR
Ohio(3/24/2022)
IAR
Ohio(6/29/2023)
RR
Texas(4/14/2022)
IAR
Texas(6/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Sylvania, OH 43560TRUST BUT VERIFY
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