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JJ

Joseph D. Jackson

CAPITAL INVESTMENT ADVISORY SERVICES
FAYETTEVILLE, NC 28305
Some features on this profile are disabled
CRD#: 2351290
JJ

Professional summary

Joseph Dewey Jackson, CFP®, ChFC®, CLU®, who also goes by Joe Jackson, Joey Jackson, is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Fayetteville, North Carolina and CAPITAL INVESTMENT GROUP, INC. located in Fayetteville, North Carolina.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Joseph has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 4, Series 24, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joe Jackson | Joey Jackson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. HIGHLAND FINANCIAL MANAGEMENT. OWNER. DBA. 210 FAIRWAY DR, STE 101, FAYETTEVILLE, NC 28305. INVESTMENT CONSULTING. STARTED 8/2006. 20 HRS/WK, 20 DURING NORMAL TRADING HRS. 2. AGENT - FIXED ANNUITIES, LIFE INSURANCE, LTC DISABILITY OUTSIDE CAPE FEAR SECURITIES, INC. 210 FAIRWAY DR, STE 101, FAYETTEVILLE, NC 28305. 20 HRS/WK, 20 DURING NORMAL TRADING HRS. 3. CARWASH LASERCLEAN, LLC. CO-OWNER. VARIOUS FAYETTEVILLE, NC LOCATIONS. STARTED 8/2006. 1 HRS/WK, 1 HRS DURING NORMAL TRADING HRS. 4. J & M PROPERTIES. OWNER. REAL ESTATE RENTALS. 210 FAIRWAY DR, STE 101 FAYETTEVILLE, NC 28305. STARTED 2/2007. 5 HRS/WK, 5 DURING NORMAL TRADING HRS. 5. CFS INSURANCE PARTNERS, LLC, 210 FAIRWAY DR, STE 101 FAYETTEVILLE, NC 28305. OWNER AND AGENT. 10 HRS/WK, 10 DURING NORMAL TRADING HRS. STARTED 6/2013. 6. CAPE FEAR SECURITIES, INC. OWNER/PRESIDENT. DBA. 210 FAIRWAY DRIVE, STE 101, FAYETTEVILLE, NC 28305. INVESTMENT CONSULTING. STARTED 5/2013. INVESTMENT RELATED. 10 HRS/WK, 8 DURING NORMAL WORKING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Dewey Jackson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2003

ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Experience

Current

January 14, 2022 - Present

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

Office #1: 210 Fairway Drive Suite 101, Fayetteville, NC 28305
RIA
CRD#: 149124
FAYETTEVILLE, NC
Current

September 18, 2015 - Present

CAPITAL INVESTMENT GROUP, INC.

Office #1: 210 Fairway Drive Ste 101, Fayetteville, NC 28305
BD
CRD#: 14752
Fayetteville, NC
Past

May 6, 2013 - December 31, 2021

CAPE FEAR SECURITIES, INC.

RIA
CRD#: 156359
FAYETTEVILLE, NC
Past

May 6, 2013 - January 4, 2016

CAPE FEAR SECURITIES, INC.

BD
CRD#: 156359
FAYETTEVILLE, NC
Past

August 15, 2006 - May 21, 2013

LPL FINANCIAL LLC

RIA
CRD#: 6413
FAYETTEVILLE, NC
Past

August 15, 2006 - May 21, 2013

LPL FINANCIAL LLC

BD
CRD#: 6413
FAYETTEVILLE, NC
Past

January 21, 2005 - August 15, 2006

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
FAYETTEVILLE, NC
Past

January 21, 2005 - August 15, 2006

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
FAYETTEVILLE, NC
Past

December 31, 2001 - January 26, 2005

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
RALEIGH, NC
Past

April 3, 2001 - January 26, 2005

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

June 1, 1994 - April 4, 2001

JBS LIBERTY SECURITIES, INC.

BD
CRD#: 36179
KANNAPOLIS, NC
Past

April 21, 1994 - June 1, 1994

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
CHARLOTTE, NC
Past

July 31, 1993 - May 10, 1994

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

June 14, 1993 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC

CRD#: 149124 / SEC#: 801-69846

RIA
Registered Investment Advisory firm - (1/5/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(8/31/2022)
RR
Georgia
(8/20/2018)
RR
North Carolina
(10/2/2015)
IAR
North Carolina
(1/14/2022)
RR
South Carolina
(10/1/2015)
RR
South Dakota
(4/19/2016)
RR
Virginia
(11/5/2015)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/11/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/10/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 7/22/2004
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 6/8/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/18/2014
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/29/2012
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/22/2003
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 9/15/2003
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC

CRD#: 149124 / SEC#: 801-69846

RIA
Registered Investment Advisory firm - (1/5/2009 Approved)
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Contact information

Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
P.o. Box 32249, Raleigh, NC 27622
Phone number
(919) 831-2370
Established
Firm type
Fiscal year end
# of Employees
106

SEC notice filing (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CIAS ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts8,619
AUM (Assets Under Management)$ 1,930,938,262

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD#: 149124Fayetteville, NC 28305

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