Theodore F. Lunney

ENTORO SECURITIES

HOUSTON, TX 77024

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CRD#: 2351176

Professional summary

Theodore Fitzgerald Lunney is a registered financial professional currently at ENTORO SECURITIES, LLC located in Houston, Texas.

Theodore is registered as a RR (Registered Representative) and started their career in finance in 1993. Theodore has worked at 8 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Theodore Fitzgerald Lunney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2022 - Present

ENTORO SECURITIES, LLC

Office #1: 7941 Katy Freeway Suite 516, Houston, TX 77024

CRD#: 35192

HOUSTON, TX

Past

April 1, 2010 - January 17, 2020

BMO CAPITAL MARKETS CORP.

CRD#: 16686

NEW YORK, NY

Past

April 26, 2004 - March 31, 2010

SG AMERICAS SECURITIES, LLC

CRD#: 128351

NEW YORK, NY

Past

March 25, 1999 - April 26, 2004

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

July 22, 1998 - January 22, 1999

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

November 28, 1997 - July 22, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Past

April 11, 1996 - July 22, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

July 15, 1993 - January 25, 1996

GREENWICH PARTNERS, LLC

CRD#: 14074

STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(1/12/2022)

Texas
(1/12/2022)

Exams

State Security Law Exam

Series 63

Date: 7/7/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 8/22/2002

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/2/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/3/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ENTORO SECURITIES, LLC

CRD#: 35192 / SEC#: , 8-46630

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

7941 Katy Freeway Suite 516, Houston, TX 77024

Mailing Address

7941 Katy Freeway Suite 516, Houston, TX 77024

Phone number

(713) 823-2900

Established

Delaware since 05/28/2008

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ENTORO CAPITAL LLC (WY)	SOLE MEMBER
COPSON, MEIHUI	REGISTERED PRINCIPAL	7187064
COPSON, MEIHUI	AML COMPLIANCE PRINCIPAL	7187064
GOODIN, DIANE MARIE	FINOP	3117840
ROW, CATALINA ELIZABETH	REGISTERED PRINCIPAL	7631359
ROW, JAMES CAVEDO	DESIGNATED PRINCIPAL, CHIEF COMPLIANCE OFFICER	1751837

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Theodore F. Lunney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Theodore Fitzgerald Lunney's CRS (Customer Relationship Summary).

Certified licenses

Experience

BMO CAPITAL MARKETS CORP.

SG AMERICAS SECURITIES, LLC

COWEN AND COMPANY

J.P. MORGAN SECURITIES LLC

SALOMON BROTHERS INC.

CITIGROUP GLOBAL MARKETS INC.

GREENWICH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/7/1993

Series 79TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 8/22/2002

Series 7

Date: 7/2/1993

Series 24

Date: 7/3/2002

FINRA

Current Firm

ENTORO SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ENTORO SECURITIES, LLC

TRUST BUT VERIFY

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