Adrian G. Collins

PICKWICK CAPITAL PARTNERS

White Plains, NY 10601

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CRD#: 2351054

Professional summary

Adrian George Collins, who also goes by Adrian Collins, is a registered financial professional currently at PICKWICK CAPITAL PARTNERS, LLC located in White Plains, New York.

Adrian is registered as a RR (Registered Representative) and started their career in finance in 1993. Adrian has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 79, Series 17 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Adrian Collins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adrian George Collins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2024 - Present

PICKWICK CAPITAL PARTNERS, LLC

Office #1: 445 Hamilton Avenue Suite 1102, White Plains, NY 10601

CRD#: 130672

White Plains, NY

Past

February 2, 2022 - October 24, 2023

DAVY SECURITIES

CRD#: 131901

DUBLIN 2,

Past

October 9, 2019 - January 14, 2022

CRITO CAPITAL LLC

CRD#: 161724

WESTPORT, CT

Past

August 20, 2018 - June 4, 2019

PANMURE GORDON SECURITIES LIMITED

CRD#: 268823

LONDON,

Past

July 27, 1993 - December 31, 2001

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/7/2025)

Colorado
(8/7/2025)

Connecticut
(8/7/2025)

District of Columbia
(8/7/2025)

Florida
(8/7/2025)

Illinois
(8/7/2025)

Maryland
(8/7/2025)

Massachusetts
(8/7/2025)

New Jersey
(8/7/2025)

New York
(7/24/2025)

Pennsylvania
(8/7/2025)

Texas
(8/7/2025)

Utah
(8/7/2025)

Exams

State Security Law Exam

Series 63

Date: 7/24/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/25/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 8/20/2018

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 17

Date: 7/26/1993

Limited Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/27/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PICKWICK CAPITAL PARTNERS, LLC

JAVELIN SECURITIES, LLC | STRATEGIC FINANCIAL SERVICES GROUP | PICKWICK SECURITIES, LLC | PICKWICK CAPITAL PARTNERS, LLC

CRD#: 130672 / SEC#: , 8-66373

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

445 Hamilton Avenue Suite 1102, White Plains, NY 10601

Mailing Address

445 Hamilton Avenue Suite 1102, White Plains, NY 10601

Phone number

(914) 358-3269

Established

Delaware since 08/21/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (43 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GREENWOOD, DOUGLAS CHARLES WILLIAM	PRESIDENT	1192611
DANOVITCH, DAVID E	MANAGING PRINCIPAL, GENERAL COUNSEL	3013350
KAPLOWITZ, JAY	MEMBER
ROSE, JOHN IRVING II	MEMBER	2790640
WU, CHIH-CHUN	MEMBER	5704739
FJC CAPITAL INC.	OWNER
VAN SCHAACK, JOHN GREGORY	MEMBER	1121171
ABRAMCZYK, JANE E	CCO	4801666
ACCESS MEDIA ADVISORY LLC	MEMBER
GENDRON, KAREN MARIE	FINOP	1503330

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Adrian G. Collins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adrian George Collins's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAVY SECURITIES

CRITO CAPITAL LLC

PANMURE GORDON SECURITIES LIMITED

CREDIT SUISSE SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/24/2025

Series 7TO

Date: 4/25/2022

SIE

Date: 10/1/2018

Series 79

Date: 8/20/2018

Series 17

Date: 7/26/1993

Series 24

Date: 5/27/2022

FINRA

Current Firm

PICKWICK CAPITAL PARTNERS, LLC

Contact information

FINRA licenses (43 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PICKWICK CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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