Tobias G. Vogelsang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tobias Gustav Vogelsang was a registered financial advisor .
Tobias is a previously registered financial advisor and started their career in finance in 1993. Tobias had worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2005 - April 10, 2012
NFSG CORPORATION
September 29, 2004 - April 10, 2012
NEWBRIDGE SECURITIES CORPORATION
August 19, 2002 - September 27, 2004
STERLING FINANCIAL INVESTMENT GROUP, INC.
September 26, 2001 - September 9, 2002
CAPITAL GROWTH FINANCIAL, LLC
February 23, 2000 - December 14, 2000
JOSEPHTHAL & CO., INC.
October 18, 1995 - February 29, 2000
GKN SECURITIES CORP.
November 1, 1993 - November 10, 1995
A. R. BARON & CO., INC.
Primary Firm SEC Registration
NFSG CORPORATION
CRD#: 130814 / SEC#: 801-68448
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NFSG CORPORATION
CRD#: 130814 / SEC#: 801-68448
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,587 |
| AUM (Assets Under Management) | $ 813,494,847 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
