Roger L. Davenport
Professional summary
Roger Lee Davenport II, who also goes by Roger L Davenport II, Roger Lee Davenport Ii, is a registered financial professional currently at FMG DISTRIBUTORS, INC. located in New Canaan, Connecticut.
Roger is registered as a RR (Registered Representative) and started their career in finance in 1993. Roger has worked at 11 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roger Lee Davenport II's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2025 - Present
FMG DISTRIBUTORS, INC.
Office #1: 557 Oenoke Ridge Road, New Canaan, CT 06840April 20, 2023 - December 3, 2024
BLACKRIDGE ASSET MANAGEMENT, LLC
November 14, 2022 - December 3, 2024
PEAK BROKERAGE SERVICES, LLC
April 7, 2017 - December 8, 2020
INTEGRITY ALLIANCE, LLC.
June 5, 2012 - March 17, 2017
QUESTAR CAPITAL CORPORATION
June 28, 2004 - April 13, 2011
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 6, 2001 - July 18, 2003
LINCOLN FINANCIAL DISTRIBUTORS, INC.
May 17, 1999 - October 16, 2001
CONSECO EQUITY SALES, INC.
January 21, 1999 - April 19, 1999
TOUCHSTONE SECURITIES, INC.
August 29, 1997 - January 15, 1998
MEEDER DISTRIBUTION SERVICES, INC.
July 23, 1993 - August 1, 1997
FORESIDE DISTRIBUTION SERVICES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2025)
(4/17/2025)
Exams
Series 7TO
Date: 7/1/2022
General Securities Representative ExaminationSeries 6TO
Date: 7/1/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
FMG DISTRIBUTORS, INC.
CRD#: 29243 / SEC#: , 8-44258
Contact information
FINRA licenses (7 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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