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JA

Johanna Marrie Anders

JANUS HENDERSON DISTRIBUTORS US
DENVER, CO
·CRD# 2350087·31 years experience

Professional Summary

Johanna Marrie Anders, who also goes by Johanna M Anders, Johanna Marie Anders, Johanna Marrie Anders, Johanna Anders, Johanna Marie Ryckman, Johanna Marrie Ryckman, Johanna Ryckman, is a registered financial advisor currently at JANUS HENDERSON DISTRIBUTORS US LLC located in Denver, Colorado. Johanna is registered as a RR (Registered Representative) and started their career in finance in 1993. Johanna has worked at 15 firms and has passed the Series 63, Series 62, SIE, Series 7,...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Johanna M Anders, Johanna Marie Anders, Johanna Marrie Anders, Johanna Anders, Johanna Marie Ryckman, Johanna Marrie Ryckman, Johanna Ryckman

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

JANUS HENDERSON DISTRIBUTORS US LLC·CRD# 28832
BD
151 Detroit Street, Denver, CO 80206
July 7, 2025 - Present
HARRIS ASSOCIATES SECURITIES L.P.·CRD# 6959
BD
Chicago, IL
November 27, 2024 - March 28, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472
BD
Crested Butte, CO
November 5, 2021 - August 13, 2024
NUVEEN SECURITIES, LLC·CRD# 469
BD
Crested Butte, CO
May 15, 2012 - August 13, 2024
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Austin, TX
January 14, 2011 - April 4, 2012
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
June 25, 2010 - December 8, 2010
USAA INVESTMENT SERVICES COMPANY·CRD# 5475
BD
San Antonio, TX
December 13, 2006 - July 28, 2009
USAA FINANCIAL ADVISORS, INC.·CRD# 129035
BD
San Antonio, TX
December 13, 2006 - July 28, 2009
MORGAN STANLEY DISTRIBUTION, INC.·CRD# 30344
BD
New York, NY
August 4, 2004 - September 29, 2006
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
January 27, 2004 - September 29, 2006
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
August 1, 2002 - December 17, 2003
MORGAN STANLEY DISTRIBUTORS INC.·CRD# 30992
BD
New York, NY
August 1, 2002 - September 29, 2006
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
June 12, 2002 - September 29, 2006
INVESCO CAPITAL MARKETS, INC.·CRD# 6939
BD
Houston, TX
July 13, 2000 - September 29, 2006
STRONG INVESTMENTS, INC.·CRD# 15658
BD
Menomonee Falls, WI
July 17, 1997 - June 28, 2000
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
July 8, 1993 - March 10, 1995

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Current Firm

JH
JANUS HENDERSON DISTRIBUTORS US LLC

JANUS DISTRIBUTORS LLC | JANUS HENDERSON DISTRIBUTORS US LLC | JANUS HENDERSON DISTRIBUTORS | JANUS DISTRIBUTORS, INC.

CRD#: 28832 / SEC#: 8-43810
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

151 Detroit Street, Denver, CO 80206-4923

Mailing Address

151 Detroit Street, Denver, CO 80206-4923

Phone Number

(303) 333-3863

Established

Delaware since 02/27/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
JANUS HENDERSON INVESTORS US LLCMANAGING MEMBER—
ANDERS, JOHANNA MARRIECHIEF COMPLIANCE OFFICER AND HEAD OF DISTRIBUTION COMPLIANCE (US)2350087
CRAWFORD, BERG ASHTONCHIEF ACCOUNTING OFFICER7933828
FALCONER, PETER JOHNASSISTANT SECRETARY7218508
GRAUERHOLZ, STEPHANIE LYNNDEPUTY GENERAL COUNSEL4696390
LACY, KARLENE JGLOBAL HEAD OF TAX5073113
MARIANI, KRISTIN BRETTHEAD OF COMPLIANCE, NORTH AMERICA2740967
ROSENBERG, MICHELLE ROSEGENERAL COUNSEL, SECRETARY4735608
ROSENFELD, KEVINHEAD OF PRIVACORE SALES2989217
SABA, STEVEN RICHARDFINANCIAL AND OPERATIONS PRINCIPAL5847576
SCHWEITZER, MICHAEL ALANPRESIDENT1940642
UTZ, KATHRYN BRETTONDEPUTY CHIEF COMPLIANCE OFFICER AND N.A. HEAD OF SALES PRACTICE COMPLIANCE3100695

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(7/7/2025)
RR
Kansas
(9/15/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1997About the Series 63 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jan 2023

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2002About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1997About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jan 2014About the Series 24 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed Apr 2004About the Series 51 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Nov 1997About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Johanna Marrie Anders's CRS (Customer Relationship Summary).

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