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Angelo Nmn Bulone

CRD# 2350051·Registered 2002 - 2009
Previously Registered: Being a previously registered professional could mean that Angelo is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Angelo Nmn Bulone, who also goes by Angelo Bulone, was a registered financial advisor. Angelo was a previously registered financial professional and started their career in finance 2002 - 2009. Angelo had worked at 4 firms and has passed the Series 27 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Angelo Bulone

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

POSIT ALERT LLC·CRD# 142334
BD
New York, NY
April 5, 2007 - November 4, 2009
BLACKWATCH BROKERAGE INC.·CRD# 47954
BD
New York, NY
May 11, 2006 - March 13, 2013
VIRTU ALTERNET SECURITIES LLC·CRD# 47867
BD
New York, NY
January 24, 2002 - March 21, 2019
VIRTU ITG LLC·CRD# 29299
BD
New York, NY
January 7, 2002 - March 20, 2019

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Current Firm

PA
POSIT ALERT LLC

BLOCK ALERT LLC | POSIT ALERT LLC

CRD#: 142334 / SEC#: 8-67462
BD
Terminated by SEC on 01/08/2010

Contact Information

Established

Delaware since 06/16/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ITG INC.MANAGING MEMBER29299
BULONE, ANGELOCONTROLLER AND FINANCIAL AND OPERATIONS PRINCIPAL2350051
CHI, PATRICK CHANGCHIEF COMPLIANCE OFFICER5634045
GASSER, ROBERT CHRISTIANCEO1634925
GOEBELS, PAULIN MATSCHIEF LEGAL OFFICER3111742
HECKMAN, CHRISTOPHER JOHNMANAGER1801078
NAPHTALI, HOWARD COLMANCHIEF FINANCIAL OFFICER/FINANCIAL OPERATIONS PRINCIPAL2901789
WRIGHT, JAMES MARKMANAGER2163959

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 27 — Financial and Operations Principal Examination

Passed Dec 2001About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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