Lawrence Sheldon Steinberg
Professional Summary
Lawrence Sheldon Steinberg, who also goes by Larry Steinberg Jr, Lawrence Sheldon Steinberg Jr, Lawrence Sheldon Jr Steinberg, Oogie Steinberg Jr, is a registered financial advisor currently at CABIN ADVISORS, LLC located in Pasadena, California and CABIN SECURITIES, INC. located in Pasadena, California. Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Lawrence has worked at 11 firms and has passed the Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Larry Steinberg Jr, Lawrence Sheldon Steinberg Jr, Lawrence Sheldon Jr Steinberg, Oogie Steinberg Jr
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
CABIN ADVISORS, LLC
Contact Information
Main Address
6240 W. 135th Street Suite 214, Overland Park, KS 66223Phone Number
(913) 933-3351# of Employees
15SEC notice filing (36 States and Territories)
Registered to provide investment advisory services in 36 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
414AUM (Assets Under Management)
$220,186,192Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CABIN ADVISORS, LLC
State Registrations and Notice Filings
(1/12/2022)
(12/17/2019)
(10/28/2022)
(7/31/2026)
(12/7/2021)
(10/28/2021)
(7/17/2026)
(11/6/2023)
(12/14/2021)
(12/7/2021)
(11/9/2022)
(5/20/2024)
(6/27/2022)
(2/1/2021)
(2/2/2021)
(11/22/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Dec 2019About the Series 82TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1993About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Sheldon Steinberg's CRS (Customer Relationship Summary).
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