Thomas F. Boyle

GRADIENT SECURITIES

Waxhaw, NC

Some features on this profile are disabled

CRD#: 2349859

Professional summary

Thomas Francis Boyle, who also goes by Thomas Francis Boyle, Thomas Boyle, Tom Boyle, Tommy Boyle, is a registered financial professional currently at GRADIENT SECURITIES, LLC located in Waxhaw, North Carolina.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1993. Thomas has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 25, Series 62 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Thomas Francis Boyle | Thomas Boyle | Tom Boyle | Tommy Boyle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Francis Boyle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2024 - Present

GRADIENT SECURITIES, LLC

RIA

CRD#: 127701

Waxhaw, NC

Past

February 12, 2018 - November 22, 2023

NYLIFE SECURITIES LLC

CRD#: 5167

WAXHAW, NC

Past

November 27, 2007 - January 2, 2018

DRIVEWEALTH INSTITUTIONAL LLC

CRD#: 33038

NEW YORK, NY

Past

October 1, 2000 - November 27, 2007

KEVIN G. BOYLE SECURITIES, INC.

CRD#: 40190

NEW YORK, NY

Past

September 3, 1996 - May 11, 2000

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

Past

April 18, 1995 - February 26, 1996

SEAPORT SECURITIES CORP.

CRD#: 8330

NEW YORK, NY

Past

December 7, 1994 - April 12, 1995

INDEPENDENCE INSTITUTIONAL SECURITIES & COMPANY, L.P.

CRD#: 36843

MIDDLEBURG, VA

Past

December 23, 1993 - May 17, 1994

INTERCAPITAL SECURITIES LLC

CRD#: 20004

JERSEY CITY, NJ

Past

November 12, 1993 - May 17, 1994

GARBAN CAPITAL MARKETS LLC

CRD#: 19738

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRADIENT SECURITIES, LLC

GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT

CRD#: 127701 / SEC#: 801-80807, 8-66032

RIA

Registered Investment Advisory firm - SEC (1/8/2015 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/15/2024)

Florida
(11/14/2024)

North Carolina
(4/18/2024)

Texas
(4/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/31/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/1/2000

General Securities Representative Examination

General Industry/Product Exam

Series 25

Date: 9/14/1999

NYSE Trading Assistant Examination

General Industry/Product Exam

Series 62

Date: 12/22/1993

Corporate Securities Limited Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/23/2001

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

GRADIENT SECURITIES, LLC

GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT

CRD#: 127701 / SEC#: 801-80807, 8-66032

RIA

Registered Investment Advisory firm - SEC (1/8/2015 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4105 Lexington Avenue Suite 380, Arden Hills, MN 55126

Mailing Address

4105 Lexington Avenue Suite 380, Arden Hills, MN 55126

Phone number

(866) 991-1539

Established

Delaware since 04/09/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

GWM ADV PART 2A & 2B (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
MERAKI PRIVATE EQUITY, LLC	OWNER
JOCHUM, JAMIE LEE	FINOP	4459768
LUCIUS, CHARLES EDWARD	OWNER MERAKI PRIVATE EQUITY, LLC	1012912
LUCIUS, TAMI JEAN	OWNER MERAKI PRIVATE EQUITY, LLC	2371362
NELSON, ROBERT SCOTT	PRESIDENT & ELECTED MANAGER	4237080
REMME, BRIAN ANDREW	CHIEF COMPLIANCE OFFICER	3103459

Regulatory assets under management

Total Number of Accounts	7,322
AUM (Assets Under Management)	$ 591,069,287

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas F. Boyle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Francis Boyle's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

DRIVEWEALTH INSTITUTIONAL LLC

KEVIN G. BOYLE SECURITIES, INC.

HAPOALIM SECURITIES USA, INC.

SEAPORT SECURITIES CORP.

INDEPENDENCE INSTITUTIONAL SECURITIES & COMPANY, L.P.

INTERCAPITAL SECURITIES LLC

GARBAN CAPITAL MARKETS LLC

Primary Firm SEC Registration

GRADIENT SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/31/1996

SIE

Date: 10/1/2018

Series 7

Date: 10/1/2000

Series 25

Date: 9/14/1999

Series 62

Date: 12/22/1993

Series 10

Date: 7/23/2001

FINRA

Current Firm

GRADIENT SECURITIES, LLC

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

GRADIENT SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors