Richard P. Torykian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Paul Torykian JR, who also goes by Richard P Torykian Jr, Richard Paul Torykian, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1997. Richard had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2021 - June 6, 2022
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
March 11, 2013 - December 22, 2021
BROOKFIELD PRIVATE ADVISORS LLC
November 16, 2012 - December 31, 2021
QUASAR DISTRIBUTORS, LLC
September 5, 2003 - October 12, 2005
QUASAR DISTRIBUTORS, LLC
August 12, 2002 - August 14, 2003
SIGNIA CAPITAL MANAGEMENT
September 1, 1998 - October 12, 2001
ROBERTSON STEPHENS, INC.
October 13, 1997 - September 1, 1998
BANCAMERICA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
CRD#: 313390 / SEC#: , 8-70722
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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