Angelo Principato
Professional summary
Angelo Principato Jr, who also goes by Jr Angelo Pnncipato, Angelo Pricnicpato Jr, Angelo (jr) Principato, Angelo Principato Jr, Angelo Principato Jr., Angelo Principato, is a registered financial professional currently at CLEAR STREET LLC located in New York, New York.
Angelo is registered as a RR (Registered Representative) and started their career in finance in 1997. Angelo has worked at 7 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Angelo Principato Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 26, 2024 - Present
CLEAR STREET LLC
Office #1: 4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007November 13, 2017 - August 23, 2024
TD PRIME SERVICES LLC
November 12, 2014 - November 14, 2017
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
August 27, 2013 - November 14, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 23, 2012 - August 7, 2013
VIRTU AMERICAS LLC
July 10, 1997 - June 13, 2012
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
May 19, 1997 - July 7, 1997
SBC WARBURG DILLON READ INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2024)
(11/7/2024)
(11/7/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CLEAR STREET LLC
CRD#: 288933 / SEC#: , 8-69972
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLEAR STREET HOLDINGS LLC | SOLE CLASS A MEMBER | |
| AUSUBEL, ELLI MARK | DIRECTOR | 5715145 |
| COHEN, URIEL EPHRAIM | DIRECTOR | 4089765 |
| HAMMERICH, DALF PAUL | HEAD OF SUPPORT | 4710381 |
| MOCCIA, CHRISTY NOEL | CHIEF COMPLIANCE OFFICER | 4855629 |
| OLIVEIRA, BRIAN | CFO/FINOP/PRINCIPAL FINANCIAL OFFICER | 5371120 |
| SICKLICK, KENNETH | DIRECTOR | 7418830 |
| VOLZ, ANDREW | DIRECTOR, CHIEF EXECUTIVE OFFICER | 4808674 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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