Gavin M. Coman

PRISM FINANCIAL PRODUCTS LP

New York, NY 10036

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CRD#: 2349183

Professional summary

Gavin Michael Coman, who also goes by Gavin Michach Coman, Gavin M Comlan, Gavin M Coman, is a registered financial professional currently at PRISM FINANCIAL PRODUCTS LP located in New York, New York.

Gavin is registered as a RR (Registered Representative) and started their career in finance in 2006. Gavin has worked at 4 firms and has passed the Series 66, Series 63, Series 3, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gavin Michach Coman | Gavin M Comlan | Gavin M Coman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gavin Michael Coman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2021 - Present

PRISM FINANCIAL PRODUCTS LP

Office #1: 130 West 42nd Street 23rd Floor, New York, NY, 10036

CRD#: 306255

New York, NY

Past

June 27, 2018 - February 8, 2021

MIZUHO SECURITIES USA LLC

CRD#: 19647

NEW YORK, NY

Past

November 1, 2010 - October 16, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

July 3, 2006 - November 1, 2010

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/12/2025)

Connecticut
(5/14/2024)

Florida
(5/22/2025)

Illinois
(7/8/2025)

Massachusetts
(9/2/2025)

New Jersey
(7/7/2025)

New York
(10/4/2021)

Texas
(8/12/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 12/11/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/12/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 10/5/2021

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/30/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/1/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PRISM FINANCIAL PRODUCTS LP

CRD#: 306255 / SEC#: , 8-70465

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

130 West 42nd Street 23rd Floor, New York, NY, 10036

Mailing Address

130 West 42nd Street 23rd Floor, New York, NY, 10036

Phone number

(646) 205-6181

Established

Delaware since 02/04/2016

Firm type

Partnership

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PRISMFP PARTNERS LLP	LIMITED PARTNER
TAZZA USA INC.	LIMITED PARTNER
FRANK, CHRISTIAN	FINOP/CFO	6288010
MARTINS DA SILVA, DAVID	CEO	2777772
MARTINS DA SILVA, KEVIN	CCO	6068590
PRISMFP GP LLC	GENERAL PARTNER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gavin M. Coman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gavin Michael Coman's CRS (Customer Relationship Summary).

Certified licenses

Experience

MIZUHO SECURITIES USA LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/11/2023

Series 63

Date: 1/12/2007

Series 3

Date: 10/5/2021

SIE

Date: 10/1/2018

Series 7

Date: 6/30/2006

Series 24

Date: 12/1/2006

FINRA

Current Firm

PRISM FINANCIAL PRODUCTS LP

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PRISM FINANCIAL PRODUCTS LP

TRUST BUT VERIFY

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