Ira Nierenberg
Professional summary
Ira Nierenberg, who also goes by Nierenberg Ira, is a registered financial professional currently at TJM INVESTMENTS, LLC located in Chicago, Illinois.
Ira is registered as a RR (Registered Representative) and started their career in finance in 1993. Ira has worked at 16 firms and has passed the Series 63, Series 72 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ira Nierenberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2022 - Present
TJM INVESTMENTS, LLC
Office #1: 318 W. Adams Street Suite 900, Chicago, IL 60606August 18, 2020 - April 5, 2022
TP ICAP GLOBAL MARKETS AMERICAS LLC
October 1, 2019 - January 15, 2020
LPS CAPITAL LLC
May 20, 2016 - March 1, 2019
CV BROKERAGE, INC
May 1, 2014 - May 13, 2016
WHITAKER SECURITIES LLC
November 6, 2013 - May 7, 2014
STONEX SECURITIES INC.
November 1, 2013 - April 22, 2014
CLARKESON RESEARCH INC.
September 9, 2010 - October 8, 2013
BGC FINANCIAL, L.P.
July 13, 2009 - September 16, 2010
TULLETT PREBON FINANCIAL SERVICES LLC
April 27, 2007 - January 6, 2010
PREBON FINANCIAL PRODUCTS INC.
October 4, 2004 - May 17, 2007
CHAPDELAINE CORPORATE SECURITIES & CO
August 4, 2003 - October 4, 2004
TP ICAP GLOBAL MARKETS AMERICAS LLC
February 15, 2002 - October 4, 2004
ICAP SECURITIES USA LLC
September 20, 2000 - December 7, 2000
INTERCAPITAL INTERNATIONAL INC.
October 27, 1999 - January 25, 2002
ICAP SECURITIES USA LLC
October 27, 1999 - August 1, 2003
INTERCAPITAL SECURITIES LLC
July 13, 1998 - September 20, 2000
INTERCAPITAL INTERNATIONAL INC.
April 30, 1998 - July 13, 1998
EXCO RMJ INTERNATIONAL INC.
July 21, 1993 - April 28, 2000
INTERCAPITAL GOVERNMENT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2022)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
TJM INVESTMENTS, LLC
CRD#: 46300 / SEC#: , 8-51370
Contact information
FINRA licenses (34 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TJM HOLDINGS, LLC | HOLDING COMPANY | |
| BEITLER, STEVE ALLEN | CHIEF EXECUTIVE OFFICER | 1893827 |
| BURKE, JOHN TERRENCE | CHIEF OPERATING OFFICER | 2116593 |
| DANG, STACY BINH | CHIEF COMPLIANCE OFFICER | 3143275 |
| MURPHY, THOMAS JAMES | CO-MANAGER | 857354 |
| RISINGER, COLLEEN SULLIVAN | FINOP CFO | 2812053 |
| SKWERES, DENISE PAREJKO | FINOP CFO | 5332253 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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