Peter Abeles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Abeles was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1993. Peter had worked at 3 firms and has passed the Series 63, SIE, Series 82, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2013 - January 28, 2026
SEQUENCE FINANCIAL SPECIALISTS LLC
November 10, 2006 - April 30, 2010
SG AMERICAS SECURITIES, LLC
May 20, 1993 - August 31, 1999
CONTIFINANCIAL SERVICES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
SEQUENCE FINANCIAL SPECIALISTS LLC
CRD#: 132915 / SEC#: , 8-66657
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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